Company Record plc

Equities

REC

GB00B28ZPS36

Investment Management & Fund Operators

Delayed London S.E. Other stock markets 07:36:00 2024-04-26 am EDT			5-day change	1st Jan Change
62 ^GBX	+0.98%		+3.33%	-12.68%

11:02am	Record up on "milestone"; Zotefoams down	AN
Mar. 22	Record to discontinue R-platform plan as not commercially optimal	AN

Business Summary

Record plc is a United Kingdom-based specialist currency and asset management company, with assets under management for pension funds, foundations, and other institutional clients. The Company is an independent, specialist currency and derivatives manager. It provides bespoke currency hedging, currency for return and additional currency solutions and consulting services. The Companyâs solutions include advisory and execution solutions, currency solutions, and investment solutions. Its advisory and execution solutions include forex trade execution, multi-asset implementation, cash management, collateral management, research, and advisory and regulatory reporting. Its currency solution includes active currency risk management, passive currency risk management, tenor management, real rates hedging, and volatility neutral hedging. Its investment solutions include currency risk premia/strategy, emerging market debt, frontier markets, and Siegfried trade finance.

Number of employees: 97

Sales per Business

GBP in Million	2022	Weight	2023	Weight	Delta
Management Fees - Passive Hedging 28.9 %	12	33.5 %	13	28.9 %	+9.72%
Management Fees - Dynamic Hedging 26.9 %	10	28.5 %	12	26.9 %	+19.89%
Management Fees - Currency for Return 15.2 %	6	15.7 %	7	15.2 %	+23.15%
Management Fees - Multi-product 14.7 %	7	19.3 %	7	14.7 %	-2.92%
Performance Fee 13.0 %	0	1.4 %	6	13.0 %	+1,063.33%
Other Services 1.3 %	1	1.6 %	1	1.3 %	+2.81%

Sales per region

GBP in Million	2022	Weight	2023	Weight	Delta
Switzerland 38.0 %	11	30.9 %	17	38.0 %	+56.16%
United States 31.7 %	13	37.1 %	14	31.7 %	+8.66%
Europe (excluding United Kingdom and Switzerland) 20.9 %	7	19.7 %	9	20.9 %	+34.84%
United Kingdom 5.7 %	3	7.9 %	3	5.7 %	-8.29%
Other 3.7 %	2	4.3 %	2	3.7 %	+7.61%

Managers

Managers	Title	Age	Since
Jan Hendrik Josef Witte CEO	Chief Executive Officer	-	Dec. 31
Steve Cullen DFI	Director of Finance/CFO	56	03-09-30
Rebecca Venis CTO	Chief Tech/Sci/R&D Officer	-	19-12-31
Grady Laurie CMP	Compliance Officer	-	08-03-31
Dmitri Tikhonov CIO	Chief Investment Officer	-	-
Zahira Habib-Dewji SAM	Sales & Marketing	-	-
Kevin Ayles HRO	Human Resources Officer	-	06-12-31

Members of the board

Members of the board	Title	Age	Since
David Morrison CHM	Chairman	65	23-06-30
Matthew Hotson BRD	Director/Board Member	55	21-07-29
Steve Cullen DFI	Director of Finance/CFO	56	03-09-30
Krystyna Nowak BRD	Director/Board Member	-	21-09-15
Kevin Ayles HRO	Human Resources Officer	-	06-12-31
Jan Hendrik Josef Witte CEO	Chief Executive Officer	-	Dec. 31
Tim Edwards BRD	Director/Board Member	-	18-03-20

Share class

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	199,054,325	75,704,994 ( 38.03 %)	0	38.03 %

Shareholders

Name	Equities	%	Valuation
Neil Record 26.57 %	52,896,541	26.57 %	43 M p
Leslie Hill 8.389 %	16,698,757	8.389 %	13 M p
Interactive Investor Services Ltd. 4.988 %	9,928,282	4.988 %	8 M p
Record Employee Benefit Trust 4.388 %	8,735,002	4.388 %	7 M p
Miton Capital Partners Ltd. 4.139 %	8,239,012	4.139 %	7 M p
Aberforth Partners LLP 3.724 %	7,413,662	3.724 %	6 M p
Premier Fund Managers Ltd. 3.703 %	7,370,438	3.703 %	6 M p
Hargreaves Lansdown Asset Management Ltd. 3.524 %	7,014,569	3.524 %	6 M p
Schroder Investment Management Ltd. 3.493 %	6,952,603	3.493 %	6 M p
Rathbones Investment Management Ltd. 2.722 %	5,418,000	2.722 %	4 M p

Company contact information

Record Plc

Morgan House Madeira Walk

SL4 1EP, Windsor

+44 1753 852 222

http://www.recordplc.com

Group companies

Name	Category and Sector
Record Currency Management Ltd. Record Currency Management Ltd. Investment ManagersFinance Record Currency Management Ltd. (Record) is a UK-based investment management firm headquartered in Windsor, Berkshire. The firm was founded by Neil Record in 1983 and is a subsidiary of Record Plc (LON: REC). Record provides investment advisory and implementation services to investment funds, corporations, charitable organizations and pension plans. They also work for quasi-governmental organizations, banks, insurance companies and a very small number of individuals who must be deemed elective professional clients under the FCA rules.	Investment Managers
Record Currency Management (US), Inc. Record Currency Management (US), Inc. Investment ManagersFinance Part of Record Plc, Record Currency Management (US), Inc. is a private company that provides investment advice. The company is based in Atlanta, GA.	Investment Managers
Record Asset Management GmbH
Record Group Services Ltd. Record Group Services Ltd. Financial ConglomeratesFinance Part of Record Plc, Record Group Services Ltd. functions as an investment holding British company. The private company is based in Windsor, UK and was founded in 1985.	Financial Conglomerates