Company TOP Financial Group Limited

Equities

TOP

KYG989A61029

Investment Banking & Brokerage Services

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Company contact information

Sector

Sector Brokerage Services

Market Closed - Nasdaq Other stock markets 04:00:00 2024-04-26 pm EDT			5-day change	1st Jan Change
2.67 ^USD	-0.37%		+13.62%	-29.37%

Feb. 12	Sector Update: Financial Stocks Increasing Late Afternoon	MT
Feb. 12	Sector Update: Financial	MT

TOP Financial Group Ltd, formerly Zhong Yang Financial Group Ltd, is a company mainly engaged in the online brokerage business. The Company is mainly engaged in the provision of futures brokerage services and other services such as stock brokerage, options brokerage, consulting services, currency exchange services, structured note subscriber services, margin financing services as well as others. The Company opreates its futures and stock brokerage business mainly through two trading platforms, Esunny for futures trading and 2Go for stock trading.

Number of employees: 11

USD in Million	2022	Weight	2023	Weight	Delta
Futures Brokerage and Other Financial Services 100.0 %	8	100.0 %	10	100.0 %	+23.98%

USD in Million	2022	Weight	2023	Weight	Delta
Hong Kong 100.0 %	8	100.0 %	10	100.0 %	+23.98%

Managers	Title	Age	Since
Ka Fai Yuen CEO	Chief Executive Officer	50	21-01-31
Yung Yung Lo DFI	Director of Finance/CFO	42	21-01-31
Hoi Ling Tam COO	Chief Operating Officer	47	21-01-31

Members of the board	Title	Age	Since
Anthony Chan BRD	Director/Board Member	60	22-05-30
Mei Cai BRD	Director/Board Member	44	22-05-30
Ka Fai Yuen CEO	Chief Executive Officer	50	21-01-31
Jun Li Yang FOU	Founder	46	19-07-31
Mau Chung Ng BRD	Director/Board Member	66	22-05-30

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	37,015,807	7,008,574 ( 18.93 %)	0	18.93 %

Name	Equities	%	Valuation
Zhong Yang Holdings Bvi Ltd.td 81.05 %	30,000,000	81.05 %	80 M $
Yung Yung Lo 4.911 %	1,818,000	4.911 %	5 M $
Marshall Wace LLP 0.0689 %	25,520	0.0689 %	68 138 $
BlackRock Institutional Trust Co. NA 0.0638 %	23,622	0.0638 %	63 071 $
Geode Capital Management LLC 0.0612 %	22,649	0.0612 %	60 473 $
Qube Research & Technologies Ltd. (France) 0.009277 %	3,434	0.009277 %	9 169 $
Anthony Chan 0.006513 %	2,411	0.006513 %	6 437 $
Mei Cai 0.006513 %	2,411	0.006513 %	6 437 $
Mau Chung Ng 0.006513 %	2,411	0.006513 %	6 437 $
UBS Securities LLC 0.003488 %	1,291	0.003488 %	3 447 $

TOP Financial Group Ltd.

118 Connaught Road West Room 1101

, Hong Kong

address TOP Financial Group Limited(TOP)

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Banking & Brokerage Services

Brokerage Services

	1st Jan change	Capi.
TOP FINANCIAL GROUP LIMITED	-29.37%	99.2M
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GUOTAI JUNAN SECURITIES CO., LTD.	-6.85%	15.17B
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INTERACTIVE BROKERS GROUP, INC.	+40.11%	12.57B
XP INC.	-19.22%	11.27B
ORIENT SECURITIES COMPANY LIMITED	-3.68%	8.61B
CINDA SECURITIES CO., LTD.	-13.34%	6.43B
SDIC CAPITAL CO.,LTD	-3.56%	5.47B
ZHESHANG SECURITIES CO., LTD.	+5.18%	5.29B

Brokerage Services