PYC Therapeutics : Notification regarding unquoted securities - PYC

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

PYC THERAPEUTICS LIMITED

Date of this announcement

Tuesday March 01, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options expiring 11 February 2025 at	1,000,000	21/02/2022
to be confirmed	$0.17

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PYC THERAPEUTICS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	48098391961
1.3	ASX issuer code
PYC

1. The announcement is New announcement
2. Date of this announcement

1/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code			+Security description
	New class - code to be confirmed			Unlisted Options expiring 11 February 2025 at $0.17
	+Security type			ISIN code
	Options
use	Date the +securities the subject of this notification were issued
21/2/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personal	No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	Refer Appendix A: Terms and Conditions
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.17000000	11/2/2025
	Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
For	company option
Other

Description

Unlisted Options

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Refer 2020 Notice of Annual General meeting for a summary of the terms and conditions of the Company's Long-term incentive plan https://pyctx.com/wp-content/uploads/2021/01/6th-October-2020-Notice-of-Annual-General-MeetingProxy-Form.pdfRefer Appendix B: US Sub-plan

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

Options issued to a US employee under the US Sub-plan to the Company's Long-Term Incentive Plan

Issue details

For personal use only

Number of +securities

1,000,000

Notification of Issue, Conversion or Payment up of Unquoted

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