Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
For personal use only
Entity name
PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED
Date of this announcement
Friday November 19, 2021
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of
ASX +security
+securities to be
code
Security description
issued/transferred
Issue date
New class - code
PERFORMANCE RIGHTS
5,274
18/11/2021
to be confirmed
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2
Registered number type
Registration number
ACN
100325184
1.3
ASX issuer code
PNI
1.4 The announcement is
New announcement
1.5
Date of this announcement
19/11/2021
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
For personal use only
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B
use only
ASX +security code
+Security description
New class - code to be confirmed
PERFORMANCE RIGHTS
+Security type
ISIN code
Other
Date the +securities the subject of this notification were issued
18/11/2021
Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
personal
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Gerard Bradley
Gerard Bradley
Deborah Beale
Dab Hand Pty Ltd
Number of +securities
2,637
2,637
For
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
5,274
For personal use only
Notification of Issue, Conversion or Payment up of Unquoted
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Pinnacle Investment Management Group Limited published this content on 18 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 November 2021 22:42:07 UTC.
Pinnacle Investment Management Group Limited is an Australia-based multi-affiliate investment company. The Company is focused on growing a diverse family of investment management firms (Affiliates). Along with holding equity interests in its Affiliates, the Company provides seed funding, global institutional and retail distribution, and industrial grade middle office and infrastructure services. The Company also provides non-investment services to its Affiliates. Its Affiliates product suite provides a variety of investment options across asset classes, including a range of managed funds, actively managed exchange traded funds (Active ETFs), listed investment companies/trusts (LICs/LITs), collective investment trusts (CITs), undertakings for the collective investment in transferable securities (UCITS), Delaware and Cayman funds. Its Affiliates include Spheria Australian Microcap Fund, Hyperion Small Growth Companies Fund, MCP Real Estate Debt Fund and Hyperion Broad Cap Composite.