20th June 2022
CHANGE OF DIRECTOR'S & PDMRs INTEREST NOTICES
onlyEmerging battery materials producer, Neometals Ltd (ASX & AIM: NMT) ("Neometals" or "the Company"), advises that the f llowing Directors and Officers have purchased Company shares on-market:
• Mr Jason Carone, Company Secretary and CFO - 30,000.
• Mr Douglas Ritchie, Non-Executive Director - 25,000. use• Mr Les Guthrie, Non-Executive Director - 15,000.
• Ms Rachel Rees , Company Secretary and CFO - 5,000.
The above Directors and Officers are classified as "persons discharging managerial responsibilities" for the purposes of the United Kingdom's Market Abuse Regulation (PDMRs).
The Appendix 3Y forms in respect of the Directors' share transactions are attached.
personalThe Company advises that the Officers listed below, who are also PDMRs, the following change of interest information:
Mr Carone, Company Secretary and Chief Financial Officer, purchased 30,000 ordinary shares on market on 17 June 2022 for an average price of A$0.96 per share. Following the purchase, Mr Carone, holds 515,000 ordinary shares in the Company.
Ms Rees, Company Secretary and Chief Financial Officer(whilst Mr Carone is on long service leave), purchased 5,000 ordinary shares onmarket on 17 June 2022 for an average price of A$0.96 per share. Followingthe purchase ,Ms Rees, holds 5,000 ordinary hares in the Company.
Authorised on behalf of Neometals by Christopher Reed, Managing Director.
ENDS
For
ACN 099 116 361 | Locked Bag 8 | T: +61 8 9322 1182 | info@neometals.com.au |
Level 1, 1292 Hay Street | West Perth WA 6872 | F: +61 8 9321 0556 | neometals.com.au |
West Perth WA 6005 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: Neometals Ltd
ABN | 89 099 116 631 | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for | ||
the director for the purposes of section 205G of the Corporations Act. | ||
Name of Director | Douglas Campbell Walter Ritchie | |
Date of last notice | 13 October 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||
Nature of indirect interest | Director/Secretary | ||
Note: Provide details of the circumstances giving rise to the relevant | |||
(including r g stered holder) | Pleiades Partners Pty Ltd | ||
Date of change | Shareholder | ||
interest. | |||
184,819 Ordinary Fully Paid | |||
No. of securities held prior to change | 16 June 2022 | ||
Pleiades Partners Pty Ltd | |||
55,450 NED 2022 Performance Rights | |||
Class | Ordinary fully paid | ||
Number acquired | 25,000 | ||
Number disposed | $23,830.83 | ||
Note: If consideration is non-cash, provide details and estimated | |||
Value/Considerat on | - | ||
valuation | |||
No. of securities held after change | 209,819 Ordinary Fully Paid | ||
Pleiades Partners Pty Ltd | |||
55,450 NED 2022 Performance Rights | |||
+ See chapter 19 for defined terms. | Appendix 3Y Page 1 | ||
01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Example:Natureonof-marketchangetrade,off-market trade, exercise of options, issue | On-market trade | |||
of securities under dividend reinvestment plan, participation in buy- | ||||
back |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which
Note:interestDetailsrelatedare only priorrequiredtoforchangea contract in relation to which the interest has changed
Interest acquired
Interest disposed
Note:Value/ConsiderationIf consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed | No |
above traded during a +closed period where prior written | |
clearance was required? | |
If so, was prior written clearance provided to allow the | N/A |
trade to proceed during this period? | |
If prior written clearance was provided, on what date was | N/A |
this provided? |
+ See chapter 19 for defined terms. | 01/01/2011 |
Appendix 3Y Page 2 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Neometals Ltd | ||||
ABN | 89 099 116 631 | ||||
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for | |||||
the director for the purposes of section 205G of the Corporations Act. | |||||
Name of Director | Les Guthrie | ||||
Date of last notice | 13 October 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | |||
Nature of indirect interest | ATF Guthrie Family Super Fund | |||
Note: Provide details of the circumstances giving rise to the relevant | ||||
(including r g stered holder) | LGSG Investments Pty Ltd | |||
interest. | Director/Secretary | |||
Date of change | Beneficiary of the Super Fund | |||
No. of securities held prior to change | ATF Guthrie Family Super Fund | |||
16 June 2022 | ||||
LGSG Investments Pty Ltd | ||||
205,267 Ordinary Fully Paid | ||||
11,090 | NED 2022 Performance Rights | |||
Class | Ordinary fully paid | |||
Number acquired | ||||
15,000 | ||||
Number disposed | $15,224.96 | |||
Note: If consideration is non-cash, provide details and estimated | ||||
Value/Considerat on | - | |||
valuation | ||||
+ See chapter 19 for defined terms. | Appendix 3Y Page 1 | |||
01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
ATF Guthrie Family Super Fund | ||
No. of securities held after change | LGSG Investments Pty Ltd | |
220,267 Ordinary Fully Paid | ||
11,090 | NED 2022 Performance Rights | |
Example:Natureonof-marketchangetrade,off-market trade, exercise of options, issue | On market trade | |
of securities under dividend reinvestment plan, participation in buy- | ||
back |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which
Note:interestDetailsrelatedare only priorrequiredtoforchangea contract in relation to which the interest has changed
Interest acquired
Interest disposed
Note:Value/ConsiderationIf consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed | No | ||
above traded during a +closed period where prior written | |||
clearance was required? | |||
If so, was prior written clearance provided to allow the | N/A | ||
trade to proceed during this period? | |||
+ See chapter 19 for defined terms. | 01/01/2011 | ||
Appendix 3Y Page 2 |
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Neometals Ltd. published this content on 20 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 June 2022 04:33:01 UTC.