FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Date of Event Requiring | 3. Issuer Name and Ticker or Trading Symbol | ||||||
Statement (MM/DD/YYYY) | ||||||||
CMXI BV | 12/17/2020 | Elastic N.V. [ESTC] | ||||||
(Last) | (First) | (Middle) | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | |||||
C/O ELASTIC N.V., 800 WEST EL | _____ Director | ___X___ 10% Owner | ||||||
CAMINO REAL, SUITE 350 | _____ Officer (give title below) | _____ Other (specify below) | ||||||
(Street) | 5. If Amendment, Date | 6. Individual or Joint/Group Filing(Check Applicable Line) | ||||||
MOUNTAIN VIEW, CA 94040 | Original Filed(MM/DD/YYYY) | _X_ Form filed by One Reporting Person | ||||||
___ Form filed by More than One Reporting Person | ||||||||
(City) | (State) | (Zip) | ||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||
1.Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial Ownership | |||||
(Instr. 4) | Beneficially Owned | Form: Direct | (Instr. 5) | |||||
(Instr. 4) | (D) or Indirect | |||||||
(I) | ||||||||
(Instr. 5) | ||||||||
Ordinary Shares | 10372000 (1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Date Exercisable | 3. Title and Amount of | 4. Conversion | 5. Ownership | 6. Nature of Indirect | ||
(Instr. 4) | and Expiration Date | Securities Underlying | or Exercise | Form of | Beneficial Ownership | ||
(MM/DD/YYYY) | Derivative Security | Price of | Derivative | (Instr. 5) | |||
(Instr. 4) | Derivative | Security: | |||||
Security | Direct (D) or | ||||||
Date | Expiration | Title | Amount or Number of | ||||
Indirect (I) | |||||||
Exercisable | Date | Shares | |||||
(Instr. 5) | |||||||
Explanation of Responses:
- A Form 3 was previously jointly filed by the Reporting Person, IXII BV and Mr. Schuurman (the "Reporting Group") on October 4, 2018 with respect to the Reporting Group's ownership of ordinary shares of the Issuer (the "Subject Securities"). At the time of such filing, Mr. Schuurman was the controlling shareholder of the Reporting Person and IXII BV and held sole voting and dispositive voting power with respect to the Subject Securities, and the Reporting Person beneficially owned over 10% of the Issuer's then current total outstanding amount of Subject Securities. Following the filing of such Form 3, the Reporting Person's individual beneficial ownership dropped below 10% of the Issuer's then current total outstanding amount of Subject Securities.
- (Continued from Footnote 1) This Form 3 is filed because the Reporting Person acquired all of the Subject Securities held by IXII BV by means of a merger between IXII BV and the Reporting Person (the "Merger") whereby the Reporting Person survived the Merger and once again owned over 10% of the Issuer's Subject Securities and continues to be controlled by Mr. Schuurman who holds sole voting and dispositive power with respect to these Subject Securities.
Reporting Owners
Reporting Owner Name / Address | Relationships |
Director 10% Owner OfficerOther | |
CMXI BV
C/O ELASTIC N.V.X 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW, CA 94040
Signatures | |
/s/ W.H. Baird Garrett, by power of attorney | 12/18/2020 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Elastic NV published this content on 18 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 December 2020 00:18:08 UTC