EQS Voting Rights Announcement: Corestate Capital Holding S.A.
Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

25.08.2023 / 20:09 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

ANNEX A: Standard form for notification of major holdings

 

Form to be used for the purposes of notifying a change in major holdings pursuant to the amended law and Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers (referred to as “the Transparency Law” and “the Transparency Regulation”)


NOTIFICATION OFMAJORHOLDINGS(tobesenttotherelevantissuerandtotheCSSF)i

Filing reference 4609
Submitted at (Luxembourg time) 2023-08-24 15:38
  1.    Identityoftheissuerortheunderlyingissuerofexistingsharestowhichvotingrightsareattachedii:

Corestate Capital Holding S.A.

  1. Reasonforthenotification:

An acquisition or disposal of voting rights

  1. Detailsofpersonsubjecttothenotificationobligationiv:

Name: Corbin Capital Partners, L.P.

City and country of registered office (if applicable): Wilmington, Delaware, United States of America

  1. Fullnameofshareholder(s)v:

Corbin ERISA Opportunity Fund, Ltd. (5,60%)

  1. Dateonwhichthethresholdwascrossedorreachedvi:

2023-08-24

  1. Totalpositionsofperson(s)subjecttothenotificationobligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments (total of 7.B.1 + 7.B.2) Total of both in % (7.A + 7.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 
9.26		 
0.00		 
9.26		 
166,159,451
Position of previous notification (if applicable) N/A -
  1.    Notifieddetailsoftheresultingsituationonthedateonwhichthethresholdwascrossedorreachedviii:

A: Voting rights attached to shares

Class/type of shares (ISIN code if possible) Number of voting rights directix Number of voting rights indirectix % of voting rights directix % of voting rights indirectix
Ordinary shares (LU2661932207) 0 15,401,808 0.00 9.26
SUBTOTAL A (Direct & Indirect) 15,401,808 9.26

B.1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law

Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if the instrument is exercised/ converted % of voting rights
N/A

B.2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law

Type of financial instrument Expiration datex Exercise/Conversion Periodxi Physical or cash settlementxii Number of voting rights % of voting rights
N/A
  1.      Information in relation to the person subject to the notificationobligation:

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

 
N
°		  
Namexv		 % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold  
Total of both		  
Directly controlled by (use number(s) from 1st column)
N/A
  1. Incaseofproxyvoting:

N/A

  1. Additionalinformationxvi:

The table in Section 8 is not completed because this notification is being made in accordance with article 9(h) of
the Transparency Law by Corbin Capital Partners, L.P. in its capacity as investment manager of (i) a direct
shareholder holding less than 5% of the voting rights in Corestate Capital Holding SA.; and (ii) Corbin ERISA
Opportunity Fund, Ltd. being a direct shareholder of Corestate Capital Holding SA.

 

Date: 2023-08-24 15:38

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instancetheapplicablethresholdsorinformationregardingcapitalholdings.

ii Fullnameof thelegalentity and furtherspecificationof theissuerorunderlying issuer,provided  it is  reliable  and  accurate  (e.g.address, LEI, domesticnumber identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring offinancial instruments)oractinginconcert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising votingrights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to inArticle12(1)oftheTransparencyLaw.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of theparties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how tonotifycasesofactinginconcert.

Inrelationtothetransactionsreferredtoinpoints(b)to(h)ofArticle9oftheTransparencyLaw,thefollowinglistisprovidedasindicationofthepersonswhoshouldbementioned:

  • in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the votingrightsandisentitledtoexercisethemundertheagreementandthenaturalpersonorlegalentitywhoistransferring

temporarilyforconsiderationthevotingrights;

  • inthecircumstancesforeseeninletter(c)ofArticle9ofthatLaw,thenaturalpersonorlegalentityholdingthecollateral,providedthepersonorentitycontrolsthevotingrightsanddeclaresitsintentionofexercisingthem,andnaturalpersonor

legalentitylodgingthecollateralundertheseconditions;

  • inthecircumstancesforeseeninletter(d)ofArticle9ofthatLaw,thenaturalpersonorlegalentitywhohasalifeinterestinsharesifthatpersonorentityisentitledtoexercisethevotingrightsattachedtothesharesandthenaturalpersonorlegal

entitywhoisdisposingofthevotingrightswhenthelifeinterestiscreated;

  • inthecircumstancesforeseeninletter(e)ofArticle9ofthatLaw,thecontrollingnaturalpersonorlegalentityand,providedithasanotificationdutyatanindividuallevelunderArticle8,underletters(a)to(d)ofArticle9ofthatLaworundera

combinationofanyofthosesituations,thecontrolledundertaking;

  • inthecircumstancesforeseeninletter(f)ofArticle9ofthatLaw,thedeposittakeroftheshares,ifhecanexercisethevotingrightsattachedtothesharesdepositedwithhimathisdiscretion,andthedepositorofthesharesallowingthedeposit

takertoexercisethevotingrightsathisdiscretion;

  • inthecircumstancesforeseeninletter(g)ofArticle9ofthatLaw,thenaturalpersonorlegalentitythatcontrolsthevotingrights;
  • inthecircumstancesforeseeninletter(h)ofArticle9ofthatLaw,theproxyholder,ifhecanexercisethevotingrightsathis

discretion,andtheshareholderwhohasgivenhisproxytotheproxyholderallowingthelattertoexercisethevotingrightsathisdiscretion(e.g.managementcompanies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholderwho is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rightsheldby the shareholder is lowerthanthe 5% thresholdfor the disclosureofvotingrightsholdings (e.g. identification  of  fundsmanagedbymanagementcompanies).

vi Thedateonwhichthresholdiscrossedorreachedshouldbethedateonwhichtheacquisitionordisposaltookplaceortheotherreasontriggeredthenotificationobligation.Forpassivecrossings,thedatewhenthecorporateeventtookeffect.

vii Thetotalnumberofvotingrightsshallbecomposedofalltheshares,includingdepositoryreceiptsrepresentingshares,towhichvotingrightsareattachedeveniftheexercise thereofissuspended.

viii If the holdinghas fallenbelowthe 5%threshold, please notethatitis notnecessaryto disclose the extentof the holding, onlythatthenewholdingisbelowthatthreshold.

ix  In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please splitthe voting rights number and percentage into the direct and indirect columns – if there is no combined holdings, please leave therelevantboxblank.

x Dateofmaturity/expirationofthefinancialinstrumenti.e.thedatewhenrighttoacquiresharesends.

xi If thefinancialinstrument has such aperiod –pleasespecifythisperiod –forexampleonceevery 3monthsstarting from[date].

xii Incaseofcash settledinstrumentsthe number and percentagesofvotingrightsis to bepresentedona delta-adjusted basis (Article12(2)oftheTransparencyLaw).

xiii Ifthepersonsubjecttothenotificationobligationiseithercontrolledand/ordoescontrolanotherundertakingthenthesecondoptionapplies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to bepresented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses thenotification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which thevoting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row freebetweendifferentchains(e.g.:A,B,C,freerow,A,B,D,freerow,A,E,Fetc.).Numbersshallbeattributedtoallpersonsorentities

 

within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings ofthecontrolchainshallbeprovidedincolumn2,evenifthenumberofthedirectlyheldvotingrightsand/orfinancialinstrumentsisnotequalorhigherthanthenotifiablethreshold.Columns3&4shallindicatetheholdingsofthosepersonsorentitiesdirectlyholdingthevotingrightsand/orfinancialinstrumentsiftheholdingisequalorhigherthanthenotifiablethreshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to bepresentedirrespectivelywhetherthecontrolledundertakingscrossorreachthelowestapplicablethresholdthemselves.

xvi Example:Correctionofapreviousnotification.


25.08.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Language: English
Company: Corestate Capital Holding S.A.
4 Rue Jean Monnet
2180 Luxembourg
Luxemburg
Internet: www.corestate-capital.com

 
End of News EQS News Service

1712215  25.08.2023 CET/CEST

fncls.ssp?fn=show_t_gif&application_id=1712215&application_name=news&site_id=zonebourse_sftp