Calidus Resources : Notification regarding unquoted securities - CAI

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

CALIDUS RESOURCES LIMITED

Date of this announcement

Monday March 14, 2022

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Tranche 1 unlisted incentive options - nil exercise	526,422	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2023
New class - code	Tranche 2 unlisted incentive options - nil exercise	526,422	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2023
New class - code	Tranche 3 unlisted incentive options - nil exercise	626,727	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2024
New class - code	Tranche 4 unlisted incentive options - nil exercise	626,727	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2024
New class - code	Tranche 5 unlisted incentive options - nil exercise	753,715	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2023
New class - code	Tranche 6 unlisted incentive options - nil exercise	753,715	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2024
New class - code	Tranche 7 unlisted incentive options - nil exercise	753,715	14/03/2022
to be confirmed	price - exercisable on or before 31 Dec 2024
New class - code	Incentive Options - nil exercise price - exercisable	750,000	14/03/2022
to be confirmed	on or before 18 January 2023

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

CALIDUS RESOURCES LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	98006640553
1.3	ASX issuer code
CAI
1.4 The announcement is
New announcement
1.5	Date of this announcement

14/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX

in an Appendix 3B

only	New +securities issued under an +employee incentive scheme
	ASX +security code			+Security description
	New class - code to be confirmed			Tranche 1 unlisted incentive options - nil exercise price -
				exercisable on or before 31 Dec 2023
	+Security type			ISIN code
use	Options
Date the +securities the subject of this notification were issued
	14/3/2022
	Will all the +securities issued in this class rank equally in all respects from their issue date?
personal	Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	Yes
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	Please refer to 2020 AGM Notice of terms of Plan
	https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02301636-6A1004339?access_token=8
	3ff96335c2d45a094df02a206a39ff4
O tions Details
For	+Security currency	Exercise price		Expiry date
AUD - Australian Dollar	AUD 0.00000000	31/12/2023

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

One unlisted option will convert into one fully paid ordinary share (ASX:CAI)

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Please refer to 2020 AGM Notice of terms of Plan https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02301636-6A1004339?access_token=83ff96335c2d45a094df02a206a39ff4

only	Any other information the entity wishes to provide about the +securities the subject of this notification
	Issue details
use	Number of +securities
526,422
personal	New +securities issued under an +employee incentive scheme
		ASX +security code		+Security description
		New class - code to be confirmed		Tranche 2 unlisted incentive options - nil exercise price -
				exercisable on or before 31 Dec 2023
		+Security type		ISIN code
		Options
		Date the +securities the subject of this notification were issued
		14/3/2022
		Will all the +securities issued in this class rank equally in all respects from their issue date?
		Yes
For	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under

listing rule 6.1? Yes

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

Please refer to 2020 AGM Notice of terms of Plan https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02301636-6A1004339?access_token=83ff96335c2d45a094df02a206a39ff4

Notification of Issue, Conversion or Payment up of Unquoted

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