Roger Baumberger
Chief Operating Officer at SternAegis Ventures LLC
Profile
Roger Baumberger is currently the Director at The NYU Alumni Association, a Member at CFA Institute, and a Member at The New York Society of Security Analysts, Inc. He is also the Chief Operating Officer at SternAegis Ventures LLC since 2013.
Prior to his current positions, he was the Senior Managing Director at Augment Securities, Inc. from 1995 to 2013.
He was also the Managing Director at Ladenburg Thalmann & Co., Inc. from 1983 to 1989, Senior Vice President at Josephthal & Co from 1991 to 1993, and Principal at Baumberger Schweißtechnikhandel Verwaltungs GmbH from 1993 to 1995.
Baumberger received his undergraduate degree from Dartmouth College and his MBA from The Leonard N Stern School of Business.
Roger Baumberger active positions
| Companies | Position | Start |
|---|---|---|
SternAegis Ventures LLC
 SternAegis Ventures LLC Investment ManagersFinance SternAegis Ventures LLC (SternAegis Ventures) is a private equity/venture capital firm, a subsidiary of Aegis Capital Corp. founded in 2012. The firm is headquartered in New York. | Chief Operating Officer | 2013-02-28 |
The New York Society of Security Analysts, Inc.
 The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Corporate Officer/Principal | - |
| The NYU Alumni Association | Director/Board Member | - |
Former positions of Roger Baumberger
| Companies | Position | End |
|---|---|---|
Augment Securities, Inc.
 Augment Securities, Inc. Investment ManagersFinance Augment Securities, Inc. (Augment Securities) is a venture capital firm, a subsidiary of Spencer Trask & Co. founded in 1991 by Kevin Brian Kimberlin. The firm is headquartered in New York. | Private Equity Investor | 2013-02-28 |
Baumberger Schweißtechnikhandel Verwaltungs GmbH
 Baumberger Schweißtechnikhandel Verwaltungs GmbH Miscellaneous Commercial ServicesCommercial Services Baumberger Schweißtechnikhandel Verwaltungs GmbH is a private company based in Coesfeld, Germany. The German company provides management services. | Corporate Officer/Principal | 1994-12-31 |
| Josephthal & Co (Broker) | Private Equity Investor | 1992-12-31 |
Ladenburg Thalmann & Co., Inc. (Broker)
 Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Private Equity Investor | 1988-12-31 |
Training of Roger Baumberger
| The Leonard N Stern School of Business | Masters Business Admin |
| Dartmouth College | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 8 |
|---|---|
SternAegis Ventures LLC
SternAegis Ventures LLC Investment ManagersFinance SternAegis Ventures LLC (SternAegis Ventures) is a private equity/venture capital firm, a subsidiary of Aegis Capital Corp. founded in 2012. The firm is headquartered in New York. | Finance |
The New York Society of Security Analysts, Inc.
The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Commercial Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Commercial Services |
| The NYU Alumni Association | |
Augment Securities, Inc.
Augment Securities, Inc. Investment ManagersFinance Augment Securities, Inc. (Augment Securities) is a venture capital firm, a subsidiary of Spencer Trask & Co. founded in 1991 by Kevin Brian Kimberlin. The firm is headquartered in New York. | Finance |
Baumberger Schweißtechnikhandel Verwaltungs GmbH
Baumberger Schweißtechnikhandel Verwaltungs GmbH Miscellaneous Commercial ServicesCommercial Services Baumberger Schweißtechnikhandel Verwaltungs GmbH is a private company based in Coesfeld, Germany. The German company provides management services. | Commercial Services |
| Josephthal & Co (Broker) | Finance |
Ladenburg Thalmann & Co., Inc. (Broker)
Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Finance |
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