Jim O'Connor
Portfolio Manager-Equities at 1919 Investment Counsel LLC
Profile
Mr. James J.
O'Connor, CFA MBA, is a Vice President & Portfolio Manager at 1919 Investment Counsel LLC.
He has more than 15 years of experience in the financial services industry, focused on equity analysis and managing portfolios for individuals, families, foundations, endowments and institutional clients.
Before joining 1919 Investment Counsel, Mr. O'Connor was a Portfolio Manager with Rand & Associates, an independent Registered Investment Advisory firm.
Prior to joining Rand & Associates, he was an Investment Analyst at ArrowMark Partners in their Larkspur, California office.
Earlier, he spent approximately a decade as a Research Analyst and Portfolio Manager at Aster Investment Management in San Francisco.
He received his BA from UC Berkeley and an MBA from the University of Southern California.
He holds the professional designations of Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP) and is a member of the CFA Society of San Francisco.
Jim O'Connor active positions
Companies | Position | Start |
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1919 Investment Counsel LLC
1919 Investment Counsel LLC Investment ManagersFinance 1919 Investment Counsel LLC (1919ic) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm was founded in 2005 and is a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF). On November 2014, Stifel acquired 1919ic from Legg Mason, Inc. Prior to and as a result of this acquisition, the firm changed its name from Legg Mason Investment Counsel LLC to 1919 Investment Counsel LLC. 1919ic provides comprehensive investment counsel services to both individual and institutional clients, and financial planning and family office services to individual clients. | Portfolio Manager-Equities | 2018-09-30 |
Former positions of Jim O'Connor
Companies | Position | End |
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ArrowMark Colorado Holdings LLC
ArrowMark Colorado Holdings LLC Investment ManagersFinance ArrowMark Colorado Holdings LLC (ArrowMark) is a SEC-registered investment advisor headquartered in Denver, Colorado. Formerly known as Arrowpoint Asset Management LLC, the firm was founded in 2007 by David Corkins, Karen Reidy, and Minyoung Sohn. They are owned by CF Shirtsleeves LLC. ArrowMark provides investment management services to high-net-worth individuals and institutional clients, collateralized loan obligations (CLOs), privately offered limited partnerships and corporate investment vehicles (funds), and registered investment companies (mutual funds). | Portfolio Manager-Equities | 2016-09-30 |
Meridian Hedged Equity Fund | Corporate Officer/Principal | - |
Aster Investment Management Co., Inc.
Aster Investment Management Co., Inc. Investment ManagersFinance Founded in 1977 by Richard F. Aster, Jr., Aster Investment Management Co., Inc. is a registered investment advisor and mutual fund manager located in Larkspur, California. The firm manages the Meridian family of no-load mutual funds including the Meridian Equity Income Fund, the Meridian Growth Fund and the Meridian Value Fund. | Portfolio Manager-Equities | 2013-09-03 |
Thomas Weisel Asset Management LLC
Thomas Weisel Asset Management LLC Investment ManagersFinance Thomas Weisel Asset Management LLC was engaged in the provision of a variety of U.S. equity investment products, distribution management services, and private equity and venture capital funds. The company was founded in 2001 and was headquartered in San Francisco, CA. | Corporate Officer/Principal | 1998-12-30 |
RBC Wealth Management
RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Analyst-Equity | - |
Training of Jim O'Connor
University of California, Berkeley | Undergraduate Degree |
USC Marshall School of Business | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 7 |
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Aster Investment Management Co., Inc.
Aster Investment Management Co., Inc. Investment ManagersFinance Founded in 1977 by Richard F. Aster, Jr., Aster Investment Management Co., Inc. is a registered investment advisor and mutual fund manager located in Larkspur, California. The firm manages the Meridian family of no-load mutual funds including the Meridian Equity Income Fund, the Meridian Growth Fund and the Meridian Value Fund. | Finance |
Thomas Weisel Asset Management LLC
Thomas Weisel Asset Management LLC Investment ManagersFinance Thomas Weisel Asset Management LLC was engaged in the provision of a variety of U.S. equity investment products, distribution management services, and private equity and venture capital funds. The company was founded in 2001 and was headquartered in San Francisco, CA. | Finance |
Meridian Hedged Equity Fund | Miscellaneous |
1919 Investment Counsel LLC
1919 Investment Counsel LLC Investment ManagersFinance 1919 Investment Counsel LLC (1919ic) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm was founded in 2005 and is a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF). On November 2014, Stifel acquired 1919ic from Legg Mason, Inc. Prior to and as a result of this acquisition, the firm changed its name from Legg Mason Investment Counsel LLC to 1919 Investment Counsel LLC. 1919ic provides comprehensive investment counsel services to both individual and institutional clients, and financial planning and family office services to individual clients. | Finance |
NASD Regulation, Inc.
NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Commercial Services |
RBC Wealth Management
RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Finance |
ArrowMark Colorado Holdings LLC
ArrowMark Colorado Holdings LLC Investment ManagersFinance ArrowMark Colorado Holdings LLC (ArrowMark) is a SEC-registered investment advisor headquartered in Denver, Colorado. Formerly known as Arrowpoint Asset Management LLC, the firm was founded in 2007 by David Corkins, Karen Reidy, and Minyoung Sohn. They are owned by CF Shirtsleeves LLC. ArrowMark provides investment management services to high-net-worth individuals and institutional clients, collateralized loan obligations (CLOs), privately offered limited partnerships and corporate investment vehicles (funds), and registered investment companies (mutual funds). | Finance |
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