Taruga Minerals : Notification regarding unquoted securities - TAR

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

TARUGA MINERALS LIMITED

Date of this announcement

Thursday December 09, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted incentive options	5,000,000	08/12/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

TARUGA MINERALS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	19153868789
1.3	ASX issuer code
TAR

1. The announcement is New announcement
2. Date of this announcement

9/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code				+Security description
	New class - code to be confirmed				Unlisted incentive options
	+Security type				ISIN code
	Options
use	Date the +securities the subject of this notification were issued
8/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personal	Yes
Provide details of the KMP or +associates being issued +securities.
	Name of KMP		Name of registered holder	Number of +securities
				5,000,000
	David Chapman		David Michael Chapman & Michele
			Wollens
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02443103-6A1059112?access_token=8
	3ff96335c2d45a094df02a206a39ff4
For
Options Details
	+Security currency		Exercise price	Expiry date
	AUD - Australian Dollar		AUD 0.06500000	8/12/2024

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

ASX:TAR - Fully Paid Ordinary Shares

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02443103-6A1059112?access_token=8 3ff96335c2d45a094df02a206a39ff4

only	Any other information the entity wishes to provide about the +securities the subject of this notification
	Issue details
use	Number of +securities
5,000,000
For personal

Notification of Issue, Conversion or Payment up of Unquoted

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