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Sophos : UBS AG (EPT) - Form 8.5 (EPT/RI) - Sophos Group plc

01/15/2020 | 06:33am

RNS Number : 8919Z

UBS AG (EPT)

15 January 2020

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING

IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.

KEY INFORMATION

(a) Name of exempt principal trader:

UBS Investment Bank,

London

(b) Name of offeror/offeree in relation to

Sophos Group plc

whose relevant securities this form

relates:

Use a separate form for each

offeror/offeree

(c) Name of the party to the offer with

Sophos Group plc

which exempt principal trader is

connected:

(d) Date dealing undertaken:

14 January 2020

(e) In addition to the company in 1(b)

No

above, is the exempt principal trader

making disclosures in respect of any

other party to this offer?

If it is a cash offer or possible cash offer,

state "N/A"

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the oeror or oeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

  1. Purchases and sales

Class of

Purchases/

Total

Highest price

Lowest price

relevant

sales

number of

per unit

per unit

security

securities

paid/received

paid/received

3p

Buy

15532

5.68700

5.67000

ordinary

GBP

GBP

3p

Sell

50524

5.69191

5.67349

ordinary

GBP

GBP

  1. Cash-settledderivative transactions

Class of

Product

Nature of dealing

Number

Price per unit

relevant

description

e.g.

of

security

e.g. CFD

opening/closing a

reference

long/short position,

securities

increasing/reducing

a long/short

position

3p

CFD

Long

3111

5 . 6 7 6 0 0 7

ordinary

GBP

3p

CFD

Long

1506

5 . 6 9 1 9 1 5

ordinary

GBP

3p

CFD

Long

27846

5.678

GBP

ordinary

3p

CFD

Long

4888

5.67561784

ordinary

GBP

3p

CFD

Long

1591

5.68009428

ordinary

GBP

3p

CFD

Long

5308

5 . 6 7 3 4 8 8

ordinary

GBP

3p

CFD

Short

8952

5.67599754

ordinary

GBP

3p

CFD

Short

349

5.67

GBP

ordinary

  1. Stock-settledderivative transactions (including options)
  1. Writing, selling, purchasing or varying

Class of

Product

Writing,

Number

Exercise

Type

Expiry

Option

relevant

description

purchasing,

of

price

e.g.

date

money

security

e.g. call

selling,

securities

per unit

American,

paid/

option

varying

to which

European

received

etc.

option

etc.

per unit

relates

  1. Exercise

Page 1 of 2

Class of

Product

Exercising/

Number of

Exercise

relevant

description

exercised

securities

price

security

e.g. call option

against

per unit

  1. Other dealings (including subscribing for new securities)

Class of

Nature of dealing

Details

Price per

relevant

e.g. subscription,

unit (if

security

conversion

applicable)

3. OTHER INFORMATION

  1. Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

  1. Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

  1. the voting rights of any relevant securities under any option; or
  2. the voting rights or future acquisition or disposal of any relevant

securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:

15 January 2020

Contact name:

Wendy Dent

Telephone number:

+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to aRegulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contactrns@lseg.comor visit www.rns.com.

END

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Sophos Group plc published this content on 15 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 January 2020 11:32:09 UTC

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