Smartgroup : Change in substantial holding from MUFG

For personal use only

Form604

	Form 604
	Corporations Act 2001
	Section 671B
	Notice of change of interests of substantial holder
To: Company Name/Scheme:	Smartgroup Corporation Ltd
ACN/ARSN	126 266 831
1. Details of substantial holder	Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the	20 May 2022
substantial holder on
The previous notice was given to the company on	24 May 2022
The previous notice was dated	24 May 2022
The holder became aware on	24 May 2022
2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities	Previous notice				Present notice
	Person's votes		Voting power (%)		Person's votes	Voting power (%)
Fully Paid ordinary shares		11,171,068		8.35%	7,584,677	5.67%

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose		Consideration given in	Class and number	Person's votes
relevant interest	Nature of change	of securities
change	relation to change	affected
changed		affected
See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder	Person entitled to be	Nature of relevant	Class and number	Person's votes
relevant
of securities	registered as holder	interest	of securities
interest
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citibank N A Hong Kong	Not applicable	608(3) of the Corporations Act as	822,367	Fully paid	822,367
Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citicorp Nominees Pty	Not applicable	608(3) of the Corporations Act as	599,632	Fully paid	599,632
Group, Inc.	Limited (Australia)	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	HSBC Bank Australia	Not applicable	608(3) of the Corporations Act as	301,285	Fully paid	301,285
Group, Inc.	Limited	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	JPMorgan (UK)	Not applicable	608(3) of the Corporations Act as	701,627	Fully paid	701,627
Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	National Custodian	Not applicable	608(3) of the Corporations Act as	194,529	Fully paid	194,529
Group, Inc.	Services	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
	State Street Global		has a relevant interest in under section
Mitsubishi UFJ Financial		608(3) of the Corporations Act as		Fully paid
Advisors (Australia)	Not applicable	16,234	16,234
Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
	Limited		has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citibank N A Hong Kong	Not applicable	608(3) of the Corporations Act as	786,504	Fully paid	786,504
Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.

Page 1

				Form604
only
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citicorp Nominees Pty	Not applicable	608(3) of the Corporations Act as	1,861,408	Fully paid	1,861,408
Group, Inc.	Limited (Australia)	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
			has voting power of 100% in First
use				Sentier Investors Holdings Pty Limited.
				Relevant interest in securities that First
				Sentier Investors Holdings Pty Limited
				has a relevant interest in under section
	Mitsubishi UFJ Financial	Northern Trust Company	Not applicable	608(3) of the Corporations Act as	511,918	Fully paid	511,918
	Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
				has voting power of 100% in First
personal				Sentier Investors Holdings Pty Limited.
				Relevant interest in securities that First
				Sentier Investors Holdings Pty Limited
		State Street Global		has a relevant interest in under section
	Mitsubishi UFJ Financial		608(3) of the Corporations Act as		Fully paid
	Advisors (Australia)	Not applicable	444,687	444,687
	Group, Inc.	Mitsubishi UFJ Financial Group, Inc.	ordinary shares
		Limited		has voting power of 100% in First
				Sentier Investors Holdings Pty Limited.
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
	Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the		Fully paid
	Not applicable	Corporations Act as Mitsubishi UFJ	94,063	94,063
	Group, Inc.	(Australia) Limited	ordinary shares
	Financial Group, Inc. has voting power
				of over 20% in Morgan Stanley.
				Relevant interest in securities that
For				Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the		Fully paid
Not applicable	Corporations Act as Mitsubishi UFJ	529,661	529,661
Group, Inc.	(Australia) Limited	ordinary shares
	Financial Group, Inc. has voting power
				of over 20% in Morgan Stanley.
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
	Mitsubishi UFJ Financial	Morgan Stanley Australia		in under section 608(3) of the		Fully paid
	Securities (Nominee) Pty	Not applicable	Corporations Act as Mitsubishi UFJ	583,654	583,654
	Group, Inc.	ordinary shares
	Financial Group, Inc. has voting power
		Limited
				of over 20% in Morgan Stanley.
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
	Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the		Fully paid
	Not applicable	Corporations Act as Mitsubishi UFJ	584	584
	Group, Inc.	(Australia) Limited	ordinary shares
	Financial Group, Inc. has voting power
				of over 20% in Morgan Stanley.
				Relevant interest in securities that
				Morgan Stanley has a relevant interest
	Mitsubishi UFJ Financial			in under section 608(3) of the		Fully paid
	Unknown	Not applicable	Corporations Act as Mitsubishi UFJ	136,524	136,524
	Group, Inc.	ordinary shares
	Financial Group, Inc. has voting power
				of over 20% in Morgan Stanley.

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature

Dated 25 May 2022

Authorised signatory

Page 2

For personal use only

AnnexureA

Annexure A

This is annexure A of 3 pages referred to in Form 604, Notice of change of interest of substantial holder dated 25 May 2022

Authorised signatory

Dated 25 May 2022

	Person whose relevant interest		Consideration given in	Class and number of	Person's
		votes
Date of change	changed	Nature of change	relation to change	securities affected	affected
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	16.67	2 Ordinary Shares	2
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	4,970.64	596 Ordinary Shares	596
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	7,885.00	950 Ordinary Shares	950
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,851.48	222 Ordinary Shares	222
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,109.22	133 Ordinary Shares	133
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	10,187.59	1,223 Ordinary Shares	1,223
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,117.04	376 Ordinary Shares	376
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	4,014.02	479 Ordinary Shares	479
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,894.78	467 Ordinary Shares	467
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,760.57	333 Ordinary Shares	333
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,141.26	138 Ordinary Shares	138
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,996.80	240 Ordinary Shares	240
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	777.38	94 Ordinary Shares	94
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,519.00	425 Ordinary Shares	425
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,083.37	131 Ordinary Shares	131
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	25.04	3 Ordinary Shares	3
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,217.16	147 Ordinary Shares	147
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,077.15	129 Ordinary Shares	129
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,081.60	130 Ordinary Shares	130
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,620.98	436 Ordinary Shares	436
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	518.94	62 Ordinary Shares	62
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,856.96	224 Ordinary Shares	224
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,963.87	477 Ordinary Shares	477
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	398.64	48 Ordinary Shares	48
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,361.02	403 Ordinary Shares	403
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	4,931.36	592 Ordinary Shares	592
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	850.78	103 Ordinary Shares	103
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,928.64	352 Ordinary Shares	352
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	7,038.85	845 Ordinary Shares	845
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	618.64	74 Ordinary Shares	74
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,399.32	169 Ordinary Shares	169
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	5,091.84	612 Ordinary Shares	612
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	4,495.71	541 Ordinary Shares	541
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	16.62	2 Ordinary Shares	2
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	7,655.27	919 Ordinary Shares	919
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	124.58	15 Ordinary Shares	15
controlled by Morgan Stanley

Page 3

For personal use only

AnnexureA

20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	4,841.36	584 Ordinary Shares	584
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,238.30	270 Ordinary Shares	270
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	99.12	12 Ordinary Shares	12
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	526.05	63 Ordinary Shares	63
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	540.8	65 Ordinary Shares	65
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,276.94	274 Ordinary Shares	274
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	10,117.70	1,219 Ordinary Shares	1,219
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	41.45	5 Ordinary Shares	5
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	638.4	76 Ordinary Shares	76
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	834	100 Ordinary Shares	100
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	131,730.62	15,814 Ordinary Shares	15,814
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	7,196.10	867 Ordinary Shares	867
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	5,539.45	665 Ordinary Shares	665
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	9,041.28	1,088 Ordinary Shares	1,088
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	6,947.10	837 Ordinary Shares	837
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,443.14	294 Ordinary Shares	294
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,436.70	295 Ordinary Shares	295
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,309.82	158 Ordinary Shares	158
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	31,612.35	3,795 Ordinary Shares	3,795
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,134.36	137 Ordinary Shares	137
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,329.65	279 Ordinary Shares	279
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	50.01	6 Ordinary Shares	6
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,237.50	150 Ordinary Shares	150
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,323.30	398 Ordinary Shares	398
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	712.08	86 Ordinary Shares	86
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	2,221.10	266 Ordinary Shares	266
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	896.94	108 Ordinary Shares	108
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	8.31	1 Ordinary Shares	1
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,447.25	175 Ordinary Shares	175
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,727.44	208 Ordinary Shares	208
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,494.00	180 Ordinary Shares	180
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	24.9	3 Ordinary Shares	3
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,495.80	180 Ordinary Shares	180
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,329.86	161 Ordinary Shares	161
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	672	80 Ordinary Shares	80
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	6,756.03	813 Ordinary Shares	813
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	7,753.23	933 Ordinary Shares	933
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	16,043.58	1,926 Ordinary Shares	1,926
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,462.02	177 Ordinary Shares	177
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	5,935.64	716 Ordinary Shares	716
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	1,344.60	162 Ordinary Shares	162
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity	3,096.72	374 Ordinary Shares	374
controlled by Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	640.68	76 Ordinary Shares	76
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	655.98	78 Ordinary Shares	78
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	647.57	77 Ordinary Shares	77
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	1,696.00	200 Ordinary Shares	200
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	2,218.50	261 Ordinary Shares	261
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	647.57	77 Ordinary Shares	77
		Morgan Stanley

Page 4

For personal use only

AnnexureA

20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	127.05	15 Ordinary Shares	15
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	580.98	69 Ordinary Shares	69
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	9,342.41	1,103 Ordinary Shares	1,103
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	531.09	63 Ordinary Shares	63
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	246.5	29 Ordinary Shares	29
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	949.2	113 Ordinary Shares	113
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	496.78	59 Ordinary Shares	59
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	1,468.56	174 Ordinary Shares	174
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	741.84	88 Ordinary Shares	88
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	306	36 Ordinary Shares	36
		Morgan Stanley
20/05/2022	Mitsubishi UFJ Financial Group, Inc.	Collateral returned by an entity controlled	N/A	3,629,949 Ordinary Shares	3,629,949
by Morgan Stanley - see Annexure B

Page 5