Nomura : (Form 6-K)

[Translation of the Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on June 23, 2021]

1. Reason for Submission

Given that Resolutions were adopted at the 117th Annual General Meeting of Shareholders held on June 21, 2021, we hereby submit this Extraordinary Report under the provisions of Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 9-2, of the Cabinet Office Ordinance on Disclosure of Corporate Information.

2. Matters Reported

(1)	Date on which meeting was held

June 21, 2021

(2)	Proposal acted upon

Proposal: Appointment of 12 Directors

Koji Nagai, Kentaro Okuda, Tomoyuki Teraguchi, Shoji Ogawa, Kazuhiko Ishimura, Takahisa Takahara, Noriaki Shimazaki, Mari Sono, Laura Simone Unger, Victor Chu, J. Christopher Giancarlo and Patricia Mosser

(3)	Number of voting rights expressing an opinion for, against, or abstaining from, the proposal; requirements for the proposal to be approved; results of the resolutions

Proposal: Appointment of 12 Directors

Proposal		For			Against			Abstain			Result of the Resolutions
	Approval Ratio (%)			Approved/Rejected
Koji Nagai			19,591,939				2,261,321				543				89.3	%		Approved
Kentaro Okuda			20,220,554				1,632,688				574				92.2	%		Approved
Tomoyuki Teraguchi			21,173,659				679,583				574				96.5	%		Approved
Shoji Ogawa			20,791,865				1,061,361				580				94.8	%		Approved
Kazuhiko Ishimura			21,609,317				243,919				580				98.5	%		Approved
Takahisa Takahara			19,474,942				2,378,279				583				88.8	%		Approved
Noriaki Shimazaki			16,617,569				5,222,635				13,601				75.7	%		Approved
Mari Sono			16,529,124				5,324,120				560				75.3	%		Approved
Laura Simone Unger			21,766,957				86,314				545				99.2	%		Approved
Victor Chu			21,767,743				85,519				554				99.2	%		Approved
J. Christopher Giancarlo			21,771,690				81,592				534				99.3	%		Approved
Patricia Mosser			21,771,534				81,745				537				99.2	%		Approved

Notes:

1.

The requirement for each resolution to be approved is as follows:

A vote in favor by a simple majority of the voting rights held by the shareholders present at a meeting attended by shareholders entitled to exercise voting rights holding in aggregate 1/3 or more of the total voting rights.

2.

The method for calculating the Approval Ratio is as follows:

This is the ratio of the total number of votes in favor exercised in advance by the business day prior to the meeting and those exercised by the shareholders present at the meeting that the Company was able to confirm an opinion for, to the total number of voting rights of the shareholders present at the meeting (the portion of the voting rights that were exercised in advance by the business day prior to the meeting, as well as those held by the shareholders present at the meeting).

(4)	The reason why a part of the voting rights expressing an opinion for, against, or abstaining from, the proposal that were exercised by shareholders present at the meeting were not included in the calculation:

By calculating the total number of voting rights exercised in advance by the business day prior to the meeting and those exercised by the shareholders present at the meeting that the Company was able to confirm an opinion for or against the proposal, it was evident that, in conformance with the Companies Act, the requirement for the Proposal to be approved had been satisfied and the resolutions were duly adopted. Therefore, the number of voting rights held by the shareholders present at the meeting, which the Company was not able to confirm an opinion for, against, or abstaining from the proposals, were not included in the calculation.

End.