New Century Resources : Becoming a substantial holder from MS

December 28, 2021 at 04:27 pm EST

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

ToCompany Name/Scheme	NEW CENTURY RESOURCES LIMITED

ACN/ARSN				…
142 165 080


1. Details of substantial holder (1)
Name	Morgan Stanley and its subsidiaries listed in Annexure A

ACN/ARSN (if applicable)	Not Applicable
only
		December 22, 2021
The holder became a substantial holder on

The holder became aware on			December 24, 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a

relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
use
	Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)

	Ordinary Shares	9,890,619	9,890,619	7.55%

				Based on 130,990,713 Ordinary
				Shares Outstanding

3. Details of relevant interests

The ature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

For personal

Holder of relevant interest	Nature of relevant interest (7)	Class and number
of securities


Morgan Stanley & Co.	Holder of securities subject to an obligation to return under a securities	190,284 Ordinary
International plc	lending agreement.	Shares

Morgan Stanley & Co.	Shares held or in respect of which the holder may exercise control over	10,898 Ordinary
International plc
disposal in the ordinary course of sales and trading businesses.	Shares


Morgan Stanley & Co. LLC	Holder of securities subject to an obligation to return under a prime brokerage	4,254,940 Ordinary
agreement.	Shares


Morgan Stanley Australia	Shares held or in respect of which the holder may exercise control over	5,434,497 Ordinary
Securities Limited	disposal in the ordinary course of sales and trading businesses.	Shares

Each of the entities (as listed in	Each of the above entities is a body corporate that each upstream entity	9,890,619 Ordinary
Annexure A) in the Morgan	Shares(N.B.: Total of
controls and therefore has the relevant interests that the above entities
Stanley group upstream of the	the above direct
collectively have.
above entities	interest)

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be	Class and number of
registered as holder (8)	securities


Morgan Stanley & Co. International plc	HSBC Custody Nominees (Australia)	Not Applicable	201,182 Ordinary
Limited	Shares

	1

Morgan Stanley & Co. LLC	HSBC Custody Nominees (Australia)	Not Applicable	4,254,940 Ordinary
Limited	Shares


Morgan Stanley Australia Securities	Morgan Stanley Australia Securities	Not Applicable	5,434,497 Ordinary
Limited	(Nominee) Pty Limited	Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:


only	Holder of relevant interest	Date of acquisition		Consideration (9)	Class and number
			interest of securities


			Cash	Non-cash
	Morgan Stanley Australia Securities Limited	8/23/2021		8,175.98	Buy	48,094 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/25/2021		5,627.30	Buy	32,156 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/26/2021		19,118.05	Buy	109,246 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/27/2021		24,859.45	Buy	142,054 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/27/2021		32,910.30	Buy	182,835 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/30/2021		575.28	Buy	3,196 Ordinary Shares

	Morgan Stanley Australia Securities Limited	8/30/2021		8,651.53	Buy	46,765 Ordinary Shares
use
	Morgan Stanley Australia Securities Limited	9/2/2021		411.84	Buy	2,496 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/2/2021		762.62	Buy	4,486 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/2/2021		1,260.00	Buy	7,200 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/3/2021		9,517.45	Buy	55,985 Ordinary Shares
	Morgan Stanley Australia Securities Limited	9/9/2021		5,663.46	Buy	34,324 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/10/2021		3,096.56	Buy	18,767 Ordinary Shares

	M	rgan Stanley Australia Securities Limited	9/13/2021		283.24	Buy	1,743 Ordinary Shares

	M	rgan Stanley Australia Securities Limited	9/13/2021		2,948.88	Buy	17,872 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/14/2021		3,041.28	Buy	18,432 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/15/2021		2,909.45	Buy	17,633 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/15/2021		3,575.00	Buy	22,000 Ordinary Shares

	Morgan Stanley Australia Securities Limited	9/17/2021		3,134.56	Buy	19,591 Ordinary Shares
	Morgan Stanley Australia Securities Limited	10/29/2021		55.49	Buy	358 Ordinary Shares

	Morgan Stanley Australia Securities Limited	10/29/2021		4,575.00	Buy	30,000 Ordinary Shares

	Morgan Stanley Australia Securities Limited	10/29/2021		11,952.83	Buy	77,115 Ordinary Shares
personal
	Morgan Stanley Australia Securities Limited	11/1/2021		24,200.85	Buy	161,339 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/2/2021		1,143.75	Buy	7,500 Ordinary Shares

	M	rgan Stanley Australia Securities Limited	11/2/2021		2,574.00	Buy	17,160 Ordinary Shares

	M	rgan Stanley Australia Securities Limited	11/2/2021		17,314.74	Buy	111,708 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/4/2021		21,259.18	Buy	137,156 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/5/2021		1,342.00	Buy	8,800 Ordinary Shares
For
	Morgan Stanley Australia Securities Limited	11/5/2021		14,071.99	Buy	90,787 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/8/2021		6,711.66	Buy	43,301 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/8/2021		6,870.75	Buy	45,805 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/9/2021		11,843.25	Buy	78,955 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/10/2021		11,201.70	Buy	74,678 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/11/2021		8,435.55	Buy	56,237 Ordinary Shares
	Morgan Stanley Australia Securities Limited	11/12/2021		923.35	Buy	6,260 Ordinary Shares

	Morgan Stanley Australia Securities Limited	11/12/2021		8,080.80	Buy	53,872 Ordinary Shares

					2

Morgan Stanley & Co. International plc

11/24/2021

N/A

Borrow

15,354 Ordinary Shares

Morgan Stanley & Co. International plc

11/26/2021

N/A

Collateral Received

24,000 Ordinary Shares

Morgan Stanley Australia Securities Limited

11/30/2021

4,511.24

Buy

31,112 Ordinary Shares

Morgan Stanley Australia Securities Limited

11/30/2021

7,380.90

Buy

49,206 Ordinary Shares

Morgan Stanley Australia Securities Limited

12/1/2021

3,114.75

Buy

20,765 Ordinary Shares

Morgan Stanley Australia Securities Limited

12/10/2021

2,736.36

Buy

1,382 Ordinary Shares

Morgan Stanley Australia Securities Limited

12/13/2021

2,324.00

Buy

1,162 Ordinary Shares

Morgan Stanley & Co. International plc

12/14/2021

N/A

Borrow

1,023 Ordinary Shares

Morgan Stanley & Co. International plc

12/16/2021

N/A

Borrow

223,624 Ordinary Shares

Morgan Stanley Australia Securities Limited

12/16/2021

N/A

Borrow

5 Ordinary Shares

Morgan Stanley & Co. International plc

12/17/2021

249,767.70

Buy

128,086 Ordinary Shares

Morgan Stanley & Co. International plc

12/20/2021

N/A

Collateral Received

1,600 Ordinary Shares

only

M rgan Stanley Australia Securities Limited

12/20/2021

1.91

Buy

1 Ordinary Share

Morgan Stanley Australia Securities Limited

12/20/2021

13.97

Buy

7 Ordinary Shares

use

Morgan Stanley & Co. LLC

12/22/2021

N/A

Borrow

4,254,940 Ordinary Shares

personal

Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Morgan Stanley & Co. LLC

Is a body corporate controlled by each upstream entity as listed in Annexure A

Morgan Stanley & Co. International plc

Is a body corporate controlled by each upstream entity as listed in Annexure A

Morgan Stanley Australia Securities Limited

Is a body corporate controlled by each upstream entity as listed in Annexure A

Addresses

The addresses of persons named in this form are as follows:

For

Name

Address

Morgan Stanley

1585 Broadway, New York, New York, 10036, USA.

Morgan Stanley & Co. LLC

1585 Broadway, New York, 10036, USA.

Morgan Stanley & Co. International plc

Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA,

UNITED KINGDOM.

Morgan Stanley Australia Securities Limited

Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA.

Signature

print name Tony Chen

capacity

Executive Director

sign here	date	December 28, 2021

For personal use only

Annexure A

List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 3.

only		Name

	└─┬─Morgan Stanley
	├─┬─Morgan Stanley International Holdings Inc.
	│ ├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
	│ │ └───Morgan Stanley Australia Securities Limited
	│ └─┬─Morgan Stanley International Limited
	│	└─┬─Morgan Stanley Investments (UK)
	│		└───Morgan Stanley & Co. International plc
	└─┬─Morgan Stanley Capital Management, LLC

				└─┬─Morgan Stanley Domestic Holdings, Inc.
				└───Morgan Stanley & Co. LLC



	Signature
use
For personal		print name	Tony Chen	capacity	Executive Director

	sign here		date	December 28, 2021

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New Century Resources Limited published this content on 28 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 December 2021 21:26:04 UTC.

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