ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS On May 7, 2021, Yang Chiah Yee, the Company's Senior Vice President of Global Sales, informed the Company of his intention to resign from his position to pursue a leadership role at a semiconductor company. The Company has commenced a search for a successor. Mr. Jenks, the Company's Chief Executive Officer, will serve as the head of sales until a successor is named. Mr. Yee has informed the Company that he plans to remain in his role at the Company through June 11, 2021.


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                                   Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: May 13, 2021   NEOPHOTONICS CORPORATION

                     By:            /S/  ELIZABETH EBY
                                    Elizabeth Eby
                                    Senior Vice President, Finance and
                                    Chief Financial Officer
                                    (Principal Financial and
                                    Accounting Officer)

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