ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On
The information contained in this Item 2.02, including Exhibit 99.1 hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or subject to the liabilities of that Section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended (the "Securities Act"), and shall not be incorporated by reference in any registration statement or other document filed under the Securities Act or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filings, except as shall be expressly set forth by specific reference in such a filing.
ITEM 2.05 COSTS ASSOCIATED WITH EXIT OR DISPOSAL ACTIVITIES
On
Under the restructuring actions, the Company estimates it will incur aggregate
restructuring charges of approximately
This Item 2.05 contains forward-looking statements, including, but not limited
to, statements related to the expected costs associated with termination
benefits and the financial impact of the overall restructuring actions. These
forward-looking statements are based on the Company's current expectations and
inherently involve significant risks and uncertainties. The Company's actual
results and the timing of events could differ materially from those anticipated
in such forward looking statements as a result of these risks and uncertainties,
which include, without limitation, risks related to cost reduction efforts. The
Company's overall risk factors are discussed under the heading "Risk Factors" in
the Company's Quarterly Report on Form 10-Q for the quarter ended
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS. (d) Exhibits. Exhibit Number Description 99.1 Press Release issued byNeoPhotonics Corporation onOctober 5, 2020 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
-------------------------------------------------------------------------------- Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date:
By: /S/ELIZABETH EBY Elizabeth Eby Senior Vice President, Finance and Chief Financial Officer (Principal Financial and Accounting Officer)
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