TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer | |||||||
of existing shares to which voting rights are at- | KROMEK GROUP PLC | ||||||
tachedii: | |||||||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | |||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
An acquisition or disposal of voting rights | X | ||||||
An acquisition or disposal of financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify)iii: | |||||||
3. Details of person subject to the notification obligationiv | |||||||
Name | CANACCORD GENUITY GROUP INC | ||||||
City and country of registered office (if applicable) | VANCOUVER, CANADA | ||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||
Name | DISCRETIONARY CLIENTS | ||||||
City and country of registered office (if applicable) | As above | ||||||
5. Date on which the threshold was crossed or | 05 OCTOBER 2023 | ||||||
reachedvi: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 09 OCTOBER 2023 | ||||||
7. Total positions of person(s) subject to the notification obligation | |||||||
% of voting rights at- | % of voting rights | Total number of | |||||
through financial instru- | Total of both in % | voting rights held | |||||
tached to shares (to- | |||||||
ments | (8.A + 8.B) | in issuer (8.A + | |||||
tal of 8. A) | |||||||
(total of 8.B 1 + 8.B 2) | 8.B) vii | ||||||
Resulting situation | |||||||
on the date on which | 9.2856 | 9.2856 | 55,736,590 | ||||
threshold was | |||||||
crossed or reached | |||||||
Position of previous | |||||||
notification (if | 10.9156 | 10.9156 | |||||
applicable) | |||||||
1 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(DTR5.1) | (DTR5.2.1) | (DTR5.1) | (DTR5.2.1) | |
GB00BD7V5D43 | 55,736,590 | 9.2856 | ||
SUBTOTAL 8. A
55,736,590
9.2856
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration datex
Exercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration datex
Exercise/ Conversion Period xi
Physical or cash settlementxii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the | ||||
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv | X | |||
(please add additional rows as necessary) | ||||
% of voting rights if it | % of voting rights | Total of both if it | ||
through financial in- | ||||
equals or is higher | equals or is higher | |||
Namexv | struments if it equals | |||
than the notifiable | than the notifiable | |||
or is higher than the | ||||
threshold | threshold | |||
notifiable threshold | ||||
Canaccord Genuity | 9.2856 | 9.2856 | ||
Group Inc. | ||||
Canaccord Genuity | ||||
Wealth Group Holdings | 9.2856 | 9.2856 | ||
Limited | ||||
Canaccord Genuity | ||||
Wealth Group Holdings | 9.2856 | 9.2856 | ||
(Jersey) Limited | ||||
Canaccord Genuity | 9.2856 | 9.2856 | ||
Wealth Group Limited | ||||
Canaccord Genuity As- | ||||
set Management Limited | 9.2856 | 9.2856 | ||
(formerly Hargreave Hale Lim- | ||||
ited) |
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion | BLACKPOOL, ENGLAND |
Date of completion | 09 OCTOBER 2023 |
3
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Kromek Group plc published this content on 16 October 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 October 2023 10:46:30 UTC.