Corporations Act 2001
Section 6718
Notice of initial substantial holderTo Company Name/Scheme INDAGO ENERGY LIMITED ACN/ARSN 117 387 354
Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Morgan Stanley and its subsidiaries listed in Annexure A Not Applicable
The holder became a substantial holder on The holder became aware on
October 28,2016
November 1,2016
Details of voting power
Class of securities (4)
Number of securities
Person's votes (5)
Voting power (6)
Ordinary Shares
5,468,763
5,468,763
5.43%
Based on 100,738,214 Ordinary Shares Outstanding
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Details of relevant interests
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
Morgan Stanley Australia Securities Limited
Shares held or in respect of which the holder may exercise control over disposal in the ordinary course of sales and trading businesses.
5,468,763 Ordinary Shares
Each of the entities (as listed in Annexure A) in the Morgan Stanley group upstream of the above entity
The above entity is a body corporate that each upstream entity controls and therefore has the relevant interests that the above entity has.
5,468,763 Ordinary Shares (N.B.: Totalof the above direct interest)
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
Morgan Stanley Australia Securities Limited
Morgan Stanley Australia Securities (Nominee) Ply Limited
Not Applicable
5,468,763 Ordinary Shares
Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number interest of securities
Cash
Non-Cash
Morgan Stanley Australia Securities Limited
09/27/2016
289,754.46
Buy
4,261,095 Ordinary Shares
Morgan Stanley Australia Securities Limited
09/29/2016
448.16
Buy
6,588 Ordinary Shares
Morgan Stanley Australia Securities Limited
10/06/2016
3,839.99
Buy
54,857 Ordinary Shares
Morgan Stanley Australia Securities Limited
10/07/2016
1,561.30
Buy
23,656 Ordinary Shares
Morgan Stanley Australia Securities Limited
10/10/2016
4,160.00
Buy
65,000 Ordinary Shares
Morgan Stanley Australia Securities Limited
10/20/2016
6,802.70
Buy
100,000 Ordinary Shares
Morgan Stanley Australia Securities Limited
10/28/20 16
71,889.34
Buy
957,567 Ordinary Shares
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Morgan Stanley Australia Securities Limited
Is a body corporate controlled by each upstream entity as listed in Annexure A
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Morgan Stanley | 1585 Broadway, New York 10036, USA |
Morgan Stanley Australia Securities Limited | Level 39 Chifley Tower, 2 Chifley Square, Sydney NSW 2000,Australia |
print name Koko Yamamoto capacity Vice President
sign here date November 1, 2016
Annexure AList of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 3.
Name
l,-wlorgan Stanley
Jlorgan Stanley International Incorporated
I 1/lorgan Stanley (Australia} Securities Holdings pty Limited
I I L,--lvlorgan Stanley Australia Securities Limited
Signature
print name Koko Yamamoto
capacity Vice President
sign here date November 1, 2016
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg.a corporation and its related corporations, or the manager and trustee of an equity trust).the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. (4 ) The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement , and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form,together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, controlthe exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.'"
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has,or may,become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditionalon the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions,even if they are not paid directly to the person from whom the relevant interest was acquired.
Pryme Energy Limited published this content on 01 November 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 01 November 2016 22:07:04 UTC.
Original documenthttp://www.pryme-energy.com/irm/PDF/2658/BecomingasubstantialholderfromMS
Public permalinkhttp://www.publicnow.com/view/7A6651915CD58E5131F9C2B950E3F228E980D885