Mr. Zhang Xiangyang was born in 1965 and is a holder of bachelor's degree in engineering and a senior economist. Mr. Zhang Xiangyang has served as the Chief Business Officer of the Company since 12 October 2023. Mr. Zhang Xiangyang joined the Company in May 1996 and has been an assistant to the general manager of the Company from December 2014 to October 2023.

Mr. Zhang Xiangyang is also the chairman of the PE and Industrial Capital Investment Committee of the Company. Mr. Zhang Xiangyang previously worked in Xinhua Bookstore in Taiyuan from December 1983 to April 1988, in Shanxi Radio & TV University from April 1988 to December 1991, and in Bank of Communications Taiyuan Branch from December 1991 to May 1996. Mr. Zhang Xiangyang served in various positions in the Company, including deputy general manager in charge of daily work and general manager of the Taiyuan business department from May 1996 to April 2002, deputy general manager and general manager of the integrated business management headquarters from April 2002 to May 2006, and general manager of the risk control headquarters from May 2006 to October 2008.

He served as a director, the general manager and the chairman of the investment decision-making committee of Haitong Capital Investment Co., Ltd. from October 2008 to November 2012, a director of Haitong Creative Capital Management Co., Ltd. from June 2012 to August 2015, the chairman of the board of directors of Haitong Innovative Capital Management Co., Limited from November 2011 to July 2015, the chairman of the board of directors of Haitong Creative Capital Management Co., Ltd. from August 2015 to March 2016, a director of Haitong New Energy Equity Investment Management Co., Ltd. from July 2013 to May 2016, and the chairman of the board of directors of Haitong New Energy Equity Investment Management Co., Ltd. from July 2015 to May 2016. Mr. Zhang Xiangyang has been the chairman of the board of directors and the chairman of the investment decision-making committee of Haitong Capital Investment Co., Ltd. since November 2012, a director of Haitong Creative Private Equity Fund Management Co., Ltd., formerly known as "Haitong Creative Capital Management Co., Ltd." since March 2016, the chairman of the board of directors of Haitong M&A Capital Management Shanghai Co., Ltd. since June 2016, and a director of Haitong-Fortis Private Equity Fund Management Co., Ltd. since March 2018. Mr. Zhang Xiangyang currently serves as a vice chairman of the Development and Strategy Committee under the Securities Association of China and a vice president of PE Association of Shanghai .

Ms. Zhao Huiwen was born in 1977 and is a holder of MBA degree, a certified public accountant and an asset appraiser. Ms. Zhao Huiwen has served as the Chief Compliance Officer of the Company since 31 July 2023. Ms. Zhao Huiwen once served as an accountant of China Railway 16th Engineering Group Company; an officer, a deputy director and the director of the Enforcement Bureau of the CSRC; the director of the Department of Public Offering Supervision and the director of the Securities and Fund Institution Supervision Department; the vice president of Central China Securities Co., Ltd. and the general manager of its Beijing Branch; the deputy general manager, the chief risk officer and the chief compliance officer of Dongxing Securities Co., Ltd. Mr. Shi Xu was born in 1972 and is a holder of master's degree in management and an accountant.

Mr. Shi Xu has served as the Chief Risk Officer of the Company since 30 June 2023. Mr. Shi Xu worked in the audit department of the Company from July 1999 to June 2023 and successively served in various positions including staff member, manager of the second division, assistant to general manager of the department, deputy general manager and general manager. Mr. Shi Xu served as an employee representative Supervisor of the Company from 18 June 2019 to 28 June 2023.

Mr. Shi Xu has served as a supervisor of Haitong Auspicate Capital Management Co., Ltd. since December 2016, and a director of Haitong Capital Investment Co., Ltd. since July 2019.