He worked at the investment banking department and investment banking headquarters of the Company from August 2000 to March 2023, successively serving as a deputy general manager in the investment banking department, a deputy general manager in charge of operations in the investment banking department, the general manager of investment banking department and the general manager of investment banking headquarters. He was an assistant to the general manager of the Company from March 2017 to June 2023, a joint company secretary and a joint authorized representative of the Company from April 2017 to July 2023, and the secretary to the Board of the Company from March 2017 to September 2023. Mr. Pan Guangtao was born in 1971 and is a holder of MBA degree and an engineer.

Mr. Pan Guangtao has been the deputy general manager of the Company since 30 June 2023. Mr. Pan Guangtao concurrently serves as the chairman of the Proprietary Trading Decision and FICC Committee and a member of the Assets and Liabilities Allocation Committee of the Company. Mr. Pan Guangtao worked at Shenyin Wanguo Securities Co., Ltd. from July 1994 to July 2002, successively serving as the head of IT at the IT department of brokerage headquarter, an assistant to manager and a deputy manager in the first securities investment department of the securities investment headquarters.

Mr. Pan Guangtao joined the Company in August 2002, successively serving as an assistant to the general manager, a deputy general manager and the general manager in the securities investment and trading department of the Company from August 2002 to August 2022, and an assistant to the general manager of the Company from May 2017 to June 2023. Mr. Pan Guangtao has been a non-executive director of Haitong Bank S.A. since November 2015 and a director of Haitong Innovation Securities Investment Co., Ltd. since May 2019. Mr. Zhang Xinjun was born in 1975 and is a holder of master's degree in management and a senior accountant.

Mr. Zhang Xinjun has been the deputy general manager of the Company since 30 June 2023 and the chief financial officer of the Company since 27 March 2018. Mr. Zhang Xinjun is also a member of the Assets and Liabilities Allocation Committee of the Company. Mr. Zhang Xinjun joined the Company in July 2001 and worked at the finance and accounting department of the Company from July 2001 to June 2007, serving in various positions including office clerk and deputy manager and manager of the asset management department.

He has worked at Haitong International Holdings Limited since July 2007, and has been the head of finance work from July 2007 to February 2009 and the chief financial officer since March 2009. Mr. Zhang Xinjun served as the chief financial officer of Haitong International Securities Group Limited, listed on the Hong Kong Stock Exchange under the stock code of 0665 from March 2010 to March 2018. He has been a non-executive director and a member of each of the audit committee and the strategic development committee of Haitong International Securities Group Limited since March 2018, a non-executive director of Haitong Bank S.A. since January 2018, a director of Fullgoal Fund Management Co., Ltd. since February 2019, a director of Haitong Investment Ireland PLC since February 2020, a director of Haitong International Holdings Limited since March 2023, the chairman of the board of directors of Haitong UT Capital Group Co., Ltd. since April 2023, and a director of Haitong Unitrust International Financial Leasing Co., Ltd. since May 2023.

Mr. Pei Changjiang was born in 1965 and is a holder of master's degree in economics. Mr. Pei Changjiang has served as the secretary to the Board of the Company since 26 September 2023, and served as the joint company secretary and the joint authorised representative of the Company since 6 July 2023. Mr. Pei Changjiang is also the vice chairman of the Wealth Management Committee of the Company.

From August 2013 to June 2023, Mr. Pei Changjiang served as a deputy general manager of the Company. From July 1993 to October 2002, Mr. Pei Changjiang successively held various positions at Shenyin Wanguo Securities Co., Ltd. formerly Shanghai International Securities Co., Ltd.,, including researcher of the research department, assistant to the general manager of Zhabei business department, and general manager of Zhabei business department, a deputy general manager of Zhejiang management headquarters and a deputy general manager of the brokerage headquarter. From October 2002 to August 2013, he successively served as the investment director of Fortune Trust & Investment Co., Ltd. and a director and the general manager of Fortune SGAM Fund Management Co., Ltd. .

Mr. Pei Changjiang has been a director of Fullgoal Fund Management Co., Ltd. since August 2014, the chairman of the board of directors of Fullgoal Fund Management Co., Ltd. since March 2019, and the chairman of the board of directors of Shanghai Haitong Securities Asset Management Company Ltd. since November 2014. He served as the chairman of the board of directors of Haitong Futures Corporation from September 2015 to March 2016, and has been the chairman of the board of directors of Haitong Futures Co., Ltd. since March 2016. Mr. Chen Chunqian was born in 1963 and is a holder of doctor's degree in economics.

Mr. Chen Chunqian has served as the Chief Business Officer of the Company since 12 October 2023. Mr. Chen Chunqian joined the Company in October 1997 and has been an assistant to the general manager of the Company from March 2012 to October 2023. He is responsible for the brokerage business of the Company.

Mr. Chen Chunqian is also the chairman of the brokerage committee, the vice chairman of the IT Management Committee, the vice chairman of the Wealth Management Committee, and a member of the Assets and Liabilities Allocation Committee of the Company. Mr. Chen Chunqian is also a vice chairman of the Securities Margin Trading Business Committee under the Securities Association of China, a vice president of the Shanghai Securities Association, a deputy director of the Securities Conflict Resolution Committee, and a vice president of Association of Shanghai Internet Financial Industry . Mr. Chen Chunqian served in various positions in the Company, including person-in-charge of the business department of Shenzhen Branch from October 1997 to January 1998, deputy general manager of the international business department from January 1998 to March 2000, deputy general manager of Shenzhen Branch from March 2000 to December 2000, general manager of the investment management department Shenzhen from December 2000 to May 2006, general manager of the sales and trading headquarters from May 2006 to February 2013, and general manager of the institutional business department from November 2007 to March 2009.

Mr. Chen Chunqian has been a director of E-Capital Transfer Co., Ltd. since January 2015.