Haitong Securities Co., Ltd. held the second meeting of the fifth session of the employee representatives meeting by way of telecommunications on 12 October 2023, in which Mr. Wu Xiangyang, Mr. Cao Zhigang and Ms. Yu Yang were elected as the employee representative supervisors of the eighth session of the supervisory committee of the Company (the Supervisory Committee). The terms of office of Mr. Wu Xiangyang, Mr. Cao Zhigang and Ms. Yu Yang will be the same as the eighth session of the Supervisory Committee. Mr.Wu Xiangyang, was born in 1966 and is a holder of master's degree in law and an economist.

Mr. Wu Xiangyang has served as an employee representative supervisor of the company since 18 June 2019. He has been the general manager of the legal department of the company since January 2023. Mr. Wu Xiangyang served as a teacher at Huibu Middle School in Fengxin County, Jiangxi Province from July 1985 to September 1987, and an officer of the Publicity Department of the CPC Committee and the secretary of the general Communist Youth League branch of the department of electronic engineering at Nanchang Aerospace College from July 1991 to September 1995.

He pursued his master's degree in the economic law department of East China University of Political Science and Law from September 1995 to July 1998 and obtained a master's degree in law when graduated. Mr. Wu Xiangyang served as the asset administrator of the legal affairs office of Bank of Communications Shanghai Branch from August 1998 to April 2000. Mr. Wu Xiangyang has served in the following various positions in the Company since January 2001, including: project manager of the investment banking headquarters; legal counsel of the general manager office; deputy manager of the legal affairs department; deputy manager of the legal compliance department of the compliance office; manager of the legal compliance department of the compliance department; manager of the compliance inspection department; manager of the compliance inspection department of the compliance and risk management headquarters; manager of the compliance review department; assistant to general manager; assistant to the general manager of the compliance and legal department; deputy general manager; and deputy general manager (in charge of daily operation).

He has served as the chairman of the supervisory committee of Haitong Futures Co., Ltd. since July 2019, a director of Shanghai Weitai Properties Management Co., Ltd. since March 2020, and the chairman of the supervisory committee of Haitong UniTrust International Leasing Corporation since May 2022. Mr. Cao Zhigang, was born in 1978 and is a holder of master ' s degree in economics. Mr. Cao Zhigang has served as an employee representative supervisor of the company since 28 June 2023.

He has served as the general manager of the audit department of the company since June 2023. Mr. Cao Zhigang has served in the following various positions in the company since July 2001, including: employee of the audit department; commissioner in the risk control headquarters; deputy manager of the rectification and supervision department of the risk control headquarters; manager of division 1 of the audit department; assistant to the general manager of the audit department; and deputy general manager of the audit department. Mr. Cao Zhigang has served as the chairman of the supervisory committee of HFT Investment Management Co., Ltd. since March 2019 and the supervisor of Fullgoal Fund Management Co., Ltd. since October 2020.

Ms. Yu Yang, was born in 1981 and is a holder of master's degree in law. Ms. Yu Yang has served as the deputy secretary of the CPC Committee of company institution of the company since March 2019, secretary of the Disciplinary Committee of company institution of the company since April 2020 and director of the department of Party-Masses Relationship of the company since April 2023. Ms. Yu Yang worked in the Public Complaints and Proposals Office of the CPC Shanghai Municipal Committee and Shanghai Municipal People's Government from July 2006 to February 2019.

Ms. Yu Yang has served as a cadre, deputy chief staff member of the Call Reception Office, chief staff member of the Call Reception Office, chief staff member of the Secretariat and deputy director of the Secretariat. Ms. Yu Yang served as the deputy director of the department of Party-Masses Relationship of the Company from February 2019 to December 2019 and deputy director of the office of the CPC Committee of the company from December 2019 to April 2023.