Fluence : Notification regarding unquoted securities - FLC

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For ersonalp use only

Entity name

FLUENCE CORPORATION LIMITED

Date of this announcement

Thursday March 24, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	OPTION EXPIRING 22-MAR-2027 EX $0.1650	1,500,000	21/03/2022
to be confirmed
New class - code	OPTION EXPIRING 1-JAN-2026 EX $0.1800	100,000	21/03/2022
to be confirmed
New class - code	OPTION EXPIRING 1-JUL-2026 EX $0.2200	250,000	21/03/2022
to be confirmed
New class - code	OPTION EXPIRING 1-JAN-2027 EX $0.2200	25,000	21/03/2022
to be confirmed
New class - code	OPTION EXPIRING 1-JAN-2027 EX $0.1800	1,250,000	21/03/2022
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

FLUENCE CORPORATION LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	127734196
1.3	ASX issuer code
FLC

1. The announcement is New announcement
2. Date of this announcement

24/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code				+Security description
	New class - code to be confirmed				OPTION EXPIRING 22-MAR-2027 EX $0.1650
	+Security type				ISIN code
	Options
use	Date the +securities the subject of this notification were issued
21/3/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personal	Yes
Provide details of the KMP or +associates being issued +securities.
	Name of KMP		Name of registered holder	Number of +securities
				500,000
	Spencer D.Smith		Spencer D.Smith
				500,000
	Francesco Fragasso		Francesco Fragasso
				500,000
	Anthony Hargrave		Anthony Hargrave
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
For
Options Details
	+Security currency		Exercise price	Expiry date
	AUD - Australian Dollar		AUD 0.16500000	22/3/2027

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Description

	FLC : ORDINARY FULLY PAID
	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
only	or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02232526-3A540728?access_token=83

ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

For personal use

Number of +securities

1,500,000

ASX +security code		+Security description
New class - code to be confirmed		OPTION EXPIRING 1-JAN-2026 EX $0.1800
+Security type		ISIN code
Options

Date the +securities the subject of this notification were issued

21/3/2022

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? No

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

Notification of Issue, Conversion or Payment up of Unquoted

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