ITEM 3.02 Unregistered Sales of
From the closing of the transactions reported in Item 3.02 of the Current Report
on Form 8-K filed on
Date of Exchange Number of Common Units Exchanged / Shares IssuedSeptember 18, 2020 245,237 September 25, 2020 499,198 September 30, 2020* 948,510 October 16, 2020 658,880 TOTAL 2,351,825
*Includes 267,983 shares exchanged for Series K Special Common Units.
The Company's election to issue shares of Common Stock pursuant to these exchange transactions was made in accordance with the Company's right to deliver either shares of Common Stock, or their cash equivalent (as determined pursuant to the Partnership Agreement), to complete such exchanges. We believe these share issuances are exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof, because they did not involve a public offering or sale. No underwriters, brokers or finders were involved in any of these transactions.
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