Breaker Resources NL : Change of Director's Interest Notice x2

For personal use only

Appendix 3Y

Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Breaker Resources NL

ABN	87 145 011 178

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Thomas Stephen Sanders
Date of last notice	6 October 2020

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

	Direct or indirect interest	Direct
	Nature of indirect interest
	(including registered holder)
	Note: Provide details of the circumstances giving rise to the relevant
	interest.
	Date of change	16 December 2021
	No. of securities held prior to change	T Sanders (direct)
		(i) 137,000 fully paid ordinary shares
			(ASX: BRB)
		TS & H Sanders
		(i) 8,452,387 fully paid ordinary shares
			(ASX: BRB)
		(ii)	3,000,000 unlisted options (exercise
			price $0.465; expiry 31/12/2021)
		TS & H Sanders
		(i)	15,277,033 fully paid ordinary shares
			(ASX: BRB)
		H Sanders
		(i)	137,000 fully paid ordinary shares
			(ASX: BRB)
	Class	Unlisted Options

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

For personal use only

Appendix 3Y

Change of Director's Interest Notice

Number acquired	3,000,000
Number disposed	Nil
Value/Consideration	Nil	consideration: estimated valuation
Note: If consideration is non‐cash, provide details and estimated	(using Black & Scholes methodology) is
valuation
12.54 cents per option - $376,336.67
No. of securities held after change	T Sanders (direct)
	(ii)	137,000 fully paid ordinary shares
		(ASX: BRB)
	(iii)	3,000,000 unlisted options (exercise
		price $0.467; expiry 31/12/2024)
	TS & H Sanders
	(iii)	8,452,387 fully paid ordinary shares
		(ASX: BRB)
	(iv) 3,000,000 unlisted options (exercise
		price $0.465; expiry 31/12/2021)
	TS & H Sanders
	(i) 15,277,033 fully paid ordinary shares
		(ASX: BRB)
	H Sanders
	(i) 137,000 fully paid ordinary shares
		(ASX: BRB)
Nature of change	Issue of unlisted options under Breaker
Example: on‐market trade, off‐market trade, exercise of options,	Resources NL Incentive Option Scheme
issue of securities under dividend reinvestment plan, participation in
and as approved by shareholders on 18
buy‐back
	November 2021

Part 2 - Change of director's interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

	Detail of contract	n/a
	Nature of interest	n/a
	Name of registered holder	n/a
	(if issued securities)
	Date of change	n/a
	No. and class of securities to which	n/a
	interest related prior to change
	Note: Details are only required for a contract in
	relation to which the interest has changed
	Interest acquired	n/a

+ See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

For personal use only

Appendix 3Y

Change of Director's Interest Notice

Interest disposed	n/a
Value/Consideration	n/a
Note: If consideration is non‐cash, provide details
and an estimated valuation
Interest after change	n/a

Part 3 - +Closed period

Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?

If so, was prior written clearance provided to allow the trade n/a to proceed during this period?

If prior written clearance was provided, on what date was this n/a provided?

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3

For personal use only

Appendix 3Y

Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Breaker Resources NL

ABN	87 145 011 178

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Linton John Putland
Date of last notice	10 December 2018

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest	Trustee of
(including registered holder)	Trustees for The Putland Family Trust>
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change	16 December 2021
No. of securities held prior to change	The Putland Family Trust
	(i) 1,250,000 unlisted options (exercise
	price $0.465; expiry 31/12/2021)
Class	Unlisted Options
Number acquired	The Putland Family Trust
	1,250,000
Number disposed	Nil
Value/Consideration	Nil consideration; estimated valuation
Note: If consideration is non‐cash, provide details and estimated	(using Black & Scholes methodology) is
valuation
12.54 cents per option - total
	$156,806.95

• See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1

For personal use only

Appendix 3Y

Change of Director's Interest Notice

No. of securities held after change	The Putland Family Trust
	(i)	1,250,000 unlisted options (exercise
		price $0.465; expiry 31/12/2021)
	(ii)	1,250,000 unlisted options (exercise
		price $0.467; expiry 31/12/2024)
Nature of change	Issue	of unlisted options under Breaker
Example: on‐market trade, off‐market trade, exercise of options,	Resources NL Incentive Option Scheme
issue of securities under dividend reinvestment plan, participation in
and as approved by shareholders on 18
buy‐back
	November 2021

Part 2 - Change of director's interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract	n/a
Nature of interest	n/a
Name of registered holder	n/a
(if issued securities)
Date of change	n/a
No. and class of securities to which	n/a
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired	n/a
Interest disposed	n/a
Value/Consideration	n/a
Note: If consideration is non‐cash, provide details
and an estimated valuation
Interest after change	n/a

+ See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011