ASX Form 603
Form 603
Corporations Act 2001
Section 671B
only
Notice of initial substantial shareholder | ||
ToCompany Name/Scheme | BARDOC GOLD LIMITED | |
ACN | ACN 125 578 743 | |
1. Details of substantial holder
use
Name
ACN/ARSN (if applicable)
The holder became a substantial holder on
The Goldman Sachs Group, Inc. ("GSGI") on behalf of itself and its subsidiaries ("Goldman Sachs Group") including its significant subsidiaries listed in Annexure A ("Significant Subsidiaries") and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries ("Goldman Sachs Australia Group")
Not applicable
09 March 2022
For personal
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of securities | Persons' votes | Voting power |
Fully Paid Ordinary Shares | 14,841,158 | 14,841,158 | 5.1049% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant | Nature of relevant interest | Class and number of securities | |
interest | |||
GSGI | GSGI has a relevant interest in fully paid ordinary shares | 14,841,158 | Fully Paid Ordinary |
by virtue of section 608(3) of the Corporations Act 2001. | Shares | ||
Goldman Sachs | Fully Paid Ordinary | ||
Financial Markets Pty | GAUS beneficially owns fully paid ordinary shares. | 14,841,158 | |
Shares | |||
Ltd ("GAUS") | |||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of securities | Person entitled to be | Class and number of securities | |
interest | registered as holder | |||
HSBC Custody Nominees Australia | Fully Paid Ordinary | |||
GAUS | Limited | GAUS | 14,841,158 | |
Shares | ||||
1
ASX Form 603
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
For personal use only
Holder of Relevant Interest | Date of Acquisition | Consideration | Class and number of |
securities | |||
Please refer to Annexure B.
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN (if applicable) | Nature of association |
N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
Goldman Sachs Australia Group | All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia |
GAUS | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001, Australia |
Signature
Print name | Noble Sebastian | Capacity | Authorised Person |
(signing under power of attorney in | |||
accordance with section 52 of the | |||
Corporations Act) | |||
Sign here | Date | 11 March 2022 | |
2
ASX Form 603
Annexure A
(This is Annexure A of two (2) pages referred to in Form 603, Notice of initial substantial shareholder)
Significant Subsidiaries of The Goldman Sachs Group, Inc.
For personal use only
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2021 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a "significant subsidiary" as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
3
ASX Form 603
For personal use only
THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
Print name | Noble Sebastian | Capacity | Authorised Person |
(signing under power of attorney in | |||
accordance with section 52 of the | |||
Corporations Act) | |||
Sign here | Date | 11 March 2022 | |
4
ASX Form 603 | |||||||||
Annexure B | |||||||||
(This is Annexure B of two (2) pages referred to in Form 603, Notice of initial substantial shareholder) | |||||||||
only | Person whose | Consideration | |||||||
relevant | Nature | given in | |||||||
Date of | interest | of | relation to | Person's votes | |||||
Change | changed | Change | change | Class and number of securities affected | affected | ||||
12/20/2021 | GAUS | Buy | 108,961 | 230,522 | Ordinary Fully Paid Shares | 230,522 | |||
12/20/2021 | GAUS | Buy | 102,361 | 216,558 | Ordinary Fully Paid Shares | 216,558 | |||
12/20/2021 | GAUS | Buy | 23,414 | 49,535 | Ordinary Fully Paid Shares | 49,535 | |||
12/20/2021 | GAUS | Buy | 77,193 | 163,312 | Ordinary Fully Paid Shares | 163,312 | |||
12/21/2021 | GAUS | Buy | 1,440,840 | 3,000,000 | Ordinary Fully Paid Shares | 3,000,000 | |||
use | 12/22/2021 | GAUS | Buy | 195,991 | 412,114 | Ordinary Fully Paid Shares | 412,114 | ||
12/23/2021 | GAUS | Buy | 973,974 | 2,000,000 | Ordinary Fully Paid Shares | 2,000,000 | |||
12/24/2021 | GAUS | Buy | 105,900 | 217,728 | Ordinary Fully Paid Shares | 217,728 | |||
12/29/2021 | GAUS | Buy | 1,334,113 | 2,727,750 | Ordinary Fully Paid Shares | 2,727,750 | |||
12/30/2021 | GAUS | Buy | 174,811 | 360,000 | Ordinary Fully Paid Shares | 360,000 | |||
12/31/2021 | GAUS | Buy | 124,675 | 250,000 | Ordinary Fully Paid Shares | 250,000 | |||
personal | 01/05/2022 | GAUS | Buy | 852 | 1,776 | Ordinary Fully Paid Shares | 1,776 | ||
01/07/2022 | GAUS | Buy | 116 | 256 | Ordinary Fully Paid Shares | 256 | |||
01/21/2022 | GAUS | Buy | 808 | 1,736 | Ordinary Fully Paid Shares | 1,736 | |||
01/10/2022 | GAUS | Buy | 9,000 | 20,000 | Ordinary Fully Paid Shares | 20,000 | |||
01/11/2022 | GAUS | Buy | 73,000 | 160,000 | Ordinary Fully Paid Shares | 160,000 | |||
01/12/2022 | GAUS | Buy | 47,506 | 100,012 | Ordinary Fully Paid Shares | 100,012 | |||
01/13/2022 | GAUS | Buy | 43,853 | 92,813 | Ordinary Fully Paid Shares | 92,813 | |||
01/18/2022 | GAUS | Buy | 111,272 | 232,556 | Ordinary Fully Paid Shares | 232,556 | |||
01/19/2022 | GAUS | Buy | 121,831 | 258,298 | Ordinary Fully Paid Shares | 258,298 | |||
01/20/2022 | GAUS | Buy | 303,237 | 635,000 | Ordinary Fully Paid Shares | 635,000 | |||
01/20/2022 | GAUS | Buy | 35,286 | 73,440 | Ordinary Fully Paid Shares | 73,440 | |||
01/20/2022 | GAUS | Buy | 8,241 | 17,151 | Ordinary Fully Paid Shares | 17,151 | |||
01/20/2022 | GAUS | Buy | 27,055 | 56,308 | Ordinary Fully Paid Shares | 56,308 | |||
01/20/2022 | GAUS | Buy | 37,526 | 78,101 | Ordinary Fully Paid Shares | 78,101 | |||
01/21/2022 | GAUS | Buy | 582 | 1,251 | Ordinary Fully Paid Shares | 1,251 | |||
01/21/2022 | GAUS | Buy | 760 | 1,632 | Ordinary Fully Paid Shares | 1,632 | |||
For | |||||||||
01/21/2022 | GAUS | Buy | 177 | 381 | Ordinary Fully Paid Shares | 381 | |||
01/24/2022 | GAUS | Buy | 351 | 762 | Ordinary Fully Paid Shares | 762 | |||
01/24/2022 | GAUS | Buy | 1,153 | 2,503 | Ordinary Fully Paid Shares | 2,503 | |||
01/24/2022 | GAUS | Buy | 1,503 | 3,264 | Ordinary Fully Paid Shares | 3,264 | |||
01/24/2022 | GAUS | Buy | 16,341 | 35,141 | Ordinary Fully Paid Shares | 35,141 | |||
01/24/2022 | GAUS | Buy | 1,598 | 3,471 | Ordinary Fully Paid Shares | 3,471 | |||
01/25/2022 | GAUS | Buy | 61,826 | 138,036 | Ordinary Fully Paid Shares | 138,036 | |||
01/27/2022 | GAUS | Buy | 175,551 | 415,021 | Ordinary Fully Paid Shares | 415,021 | |||
01/28/2022 | GAUS | Buy | 69,315 | 163,130 | Ordinary Fully Paid Shares | 163,130 | |||
02/02/2022 | GAUS | Buy | 59,405 | 130,900 | Ordinary Fully Paid Shares | 130,900 | |||
02/03/2022 | GAUS | Buy | 43,777 | 96,338 | Ordinary Fully Paid Shares | 96,338 | |||
02/04/2022 | GAUS | Buy | 124,986 | 275,025 | Ordinary Fully Paid Shares | 275,025 | |||
02/07/2022 | GAUS | Buy | 130,085 | 289,337 | Ordinary Fully Paid Shares | 289,337 |
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Bardoc Gold Ltd. published this content on 13 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 March 2022 21:23:06 UTC.