Company The Toronto-Dominion Bank

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

TD Prime Services LLC is a broker-dealer and FINRA member headquartered in New York City. The firm was formerly known as Albert Fried & Co. LLC. Albert Fried & Co. was acquired by TD Securities in January 2017. TD Prime Services is a direct subsidiary of Toronto Dominion Holdings (USA), Inc. and their ultimate parent is Toronto-Dominion Bank (NYSE: TD). TD Prime Services operates under the TD Securities brand. They offer a comprehensive suite of client-focused services to hedge funds, alternative asset and institutional investment managers.

Cowen Investment Management LLC (Cowen Investment Management) is a venture capital subsidiary of Cowen, Inc. founded in 1997. The firm is headquartered in New York.

Part of The Toronto-Dominion Bank, TD Global Finance Unlimited Co. is an Irish company that offers capital markets services. TD Securities, the parent company, has offices worldwide, and TD Global Finance is based in Dublin, IE. The private company provides various capital markets services in different locations around the world.

Part of The Toronto-Dominion Bank, Toronto Dominion (Texas) LLC is a commercial bank. The private company is based in Wilmington, DE.

Founded in 2004, TD Securities (USA) LLC is a broker/dealer located in New York City with additional offices in Toronto, Montreal, Calgary, Vancouver, London, Singapore, Tokyo and Sydney. The firm is a subsidiary of Toronto Dominion Holdings (USA), Inc. and their ultimate parent is Toronto-Dominion Bank (NYSE: TD). TD Securities (USA) provides a wide range of capital market products and services to corporate, government and institutional clients in five areas of finance including: investment banking, debt capital markets, institutional equities, foreign exchange and money markets. Their services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The equity group provides research coverage of media and communications, technology, financial services, oil and gas, mining and metals, industrial products, forest products, technology, utilities and power, real estate, biotechnology, consumer products and merchandising and quantitative analysis strategy. The fixed-income group provides a full range of underwriting sales and trading products for Canadian, U.S. and European debt issuers and investors.

Part of The Toronto-Dominion Bank, Toronto Dominion Australia Ltd. is a commercial bank. The private company is based in Sydney, Australia.

Part of The Toronto-Dominion Bank, ATM Execution LLC is a private company based in New York, NY.

Part of The Toronto-Dominion Bank, Headlands Tech Global Markets LLC is a private company that provides fixed income brokerage and software solutions. The company is based in Chicago, IL. The CEO of the company is Martin Mannion. Headlands Tech Global Markets was acquired by The Toronto-Dominion Bank from Headlands Technologies LLC on July 01, 2021.

TD Securities, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm is a subsidiary of The Toronto-Dominion Bank (NYSE, TSE: TD). TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. Their services also include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The firm’s equity group provides research coverage of various sectors. Their fixed-income group provides a full range of underwriting sales and trading products for Canadian, US and European debt issuers and investors.

Part of The Toronto-Dominion Bank, Cowen International Ltd. is a middle market investment bank that has been delivering differentiated, insight-driven strategies to empower clients for over 100 years. The private company is based in London, UK. Cowen International offers various events and conferences, including TD Cowen’s Sustainability Week and Private Technology Growth Summit, which are intended for institutional and corporate clients only. The British company was founded in 2005. Kevin John Disley has been the CEO of the company since 2006.

TD Home & Auto Insurance Co. provides automobile and homeowner insurance services. Its services include home, property, commercial, and personal insurance. The company is located in Saint John, Canada.

TD Banknorth, Inc. provides banking and financial services. It also offers insurance, wealth management, merchant services, mortgage and government banking, private label credit cards, and other financial services. The company is headquartered in Portland, ME.

Toronto Dominion (South East Asia) Ltd. (TS SEA) is the Singapore-based investment management subsidiary of The Toronto-Dominion Bank (TSE: TD), a Canadian multinational banking and financial services corporation headquartered in Toronto, Ontario. TS SEA offers a full range of financial products and services to various clients.

Toronto Dominion Holdings (U.S.A.), Inc. engages in the provision of security brokerage services. The company is headquartered in New York, NY.

Primmum Insurance Co. provides general insurance services. The firm offers auto, home, motorcycle, ATV, and snowmobile insurance products and services. It also provides access to the information about home and vehicle insurance policies and claims services. The company is headquartered in Montréal, Canada.

Part of The Toronto-Dominion Bank, TD Waterhouse Canada, Inc. is a Canadian company that offers investment services to individuals. The private company is based in Toronto, Canada. The company's services cater to those who are just starting out, those who prefer to work with an experienced professional, and those who want to take control as a self-directed investor.

Ramius UK Ltd. is an alternative investment firm headquartered in London, UK. The firm was founded by Peter Cohen in 2002 as Ramius Capital International Ltd. They are a subsidiary of Cowen Investment Management LLC, ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Ramius UK manages assets of sophisticated investors which include institutions, corporations, pension plans, sovereign wealth funds, foundations and endowments, multi-family offices and high-net-worth individuals.

TD Bank NA provides investing and banking services. Its offerings include personal, small banking, and commercial services through online banking, bills payments, mobile banking, savings & deposit, digital payments, loans and lines of credit, treasury and management services, checking accounts, government banking, and leasing and equipment finance. The company was founded in 1852 and is headquartered in Cherry Hill, NJ.

Part of The Toronto-Dominion Bank, Cowen Holdings, Inc. is a capital pool company. The private company is based in New York, NY.

Part of The Toronto-Dominion Bank, Cowen Execution Services Ltd. is a full-service, growth investment bank that provides insights across a broad range of sectors and capabilities. The private company is based in London, UK. The British company is committed to promoting strong environmental, social, and governance for all stakeholders. Cowen was founded in 2007, and the CEOs are Matt Cyzer and Mark Kelly.

Part of The Toronto-Dominion Bank, Toronto Dominion Holdings (U.K.) Ltd. is a holding British company that provides financial services through its subsidiaries. The private company is based in London, UK and was founded in 1979.

Part of The Toronto-Dominion Bank, Toronto Dominion Investments BV is a British company that provides investment services. The private company is based in London, UK.

Part of The Toronto-Dominion Bank, TD Bank NV is a Dutch commercial banking company that provides commercial banking services. The private company is based in Amsterdam, Netherlands.

Part of The Toronto-Dominion Bank, TD Bank Europe Ltd. is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional and government clients. The private company is based in London, UK. TD Securities has offices around the world, delivering various capital markets services in different locations.

Part of The Toronto-Dominion Bank, Toronto Dominion (New York) LLC is a private company that provides banking services. The company is based in Wilmington, DE.

TD General Insurance Co. provides insurance products and services. It offers credit protection, car, home, travel, motorcycle and recreational vehicles, life, and accident and sickness insurance. The company is headquartered in Montreal, Canada.

Part of The Toronto-Dominion Bank, Meloche Monnex, Inc. provides automobile, residential, travel, and recreational vehicle insurance. The private company is based in Montréal, Canada. James V. Russell has been the CEO of the Canadian company since 2016.

Part of The Toronto-Dominion Bank, TD Group US Holdings LLC is a bank holding private company. The company is based in Wilmington, DE.

Cowen Prime Advisors LLC (CPA) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 as an operating division of Cowen Prime Services LLC (CPS) and succeeded to the investment advisory business of CPS in 2021. They are a direct subsidiary of Cowen PB Holdings LLC and became ultimately owned by The Toronto-Dominion Bank (TSE, NYSE: TD) in 2023, a Canadian multinational banking and financial services corporation. CPA offers investment advisory services to high-net-worth individuals, groups of related family members, trusts, estates and charitable institutions, pension and profit-sharing plans, pooled investment vehicles, and corporations and other business organizations.

Part of The Toronto-Dominion Bank, Cowen Execution Holdco LLC is an investment holding American company. The private company is located in the US.

Part of The Toronto-Dominion Bank, Cowen Financial Products LLC is an American company that provides investment services. The private company is located in the US.

Cowen Sustainable Advisors LLC engages in the provision of financial advisory services. The company is headquartered in New York, NY.

Part of The Toronto-Dominion Bank, TD Bank USA, NA is a nationally chartered commercial bank. The private company is based in Lewiston, ME.