Tata Steel : Shareholding pattern Report for the quarter ended December 31, 2020

	Format of holding of specified securities
1	Name of Listed Entity:	Tata Steel Limited
2	Scrip Code/Name of Scrip/Class of Security	BSE: 500470/890144
		NSE: TATASTEEL/TATASTLPP

• Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

a. If under 31(1)(b) then indicate the report for Quarter ending -	30-Dec-2020
b. If under 31(1)(c) then indicate date of allotment/extinguishment	NA

• Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

	Particulars	Yes*	No*
1	Whether the Listed Entity has issued any partly paid up shares?	Yes	-
2	Whether the Listed Entity has issued any Convertible Securities or Warrants?	-	No
3	Whether the Listed Entity has any shares against which depository receipts are issued?	Yes	-
4	Whether the Listed Entity has any shares in locked-in?	-	-
5	Whether any shares held by promoters are pledge or otherwise encumbered?	Yes	-

• If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

• The tabular format for disclosure of holding of specified securities is as follows:-

							Table I - Summary Statement holding of specified securities
											No. of Shares
					No. of shares		Shareholding as				Underlying
			No. of fully paid	No. of Partly		a % of total no.				Outstanding
Cate-		Nos. of share-	underlying	Total nos. shares
Category of shareholder	up equity shares	paid-up equity	of shares	Number of Voting Rights held in each class of securities	convertible
gory		holders	held	shares held	Depository	held	(calculated as				securities
			Receipts
						per SCRR, 1957)				(including
											Warrants)
(I)	(II)	(III)	(IV)	(V)	(VI)	(VII) = (IV)+(V)+ (VI)	(VIII)		(IX)		(X)
							As a % of
							(A+B+C2)		No of Voting Rights	Total as a
										% of
								Class	Class	(A+B+C)

Shareholding , as a

• assuming full conversion of

convertible

securities ( as a percentage of diluted share

capital)

(XI)= (VII)+(X)

As a % of (A+B+C2)

				Number of equity
Number of Locked	Number of Shares pledged or	shares held in
in shares	otherwise encumbered	dematerialized
				form
	(XII)		(XIII)	(XIV)
	As a % of		As a % of
No.	total	No.	total
Shares	Shares
	held		held

								eg: X	eg:y	Total
(A)	Promoter & Promoter	10	375,415,658	38,942,999	0.00	414,358,657	34.41	375,415,658	9,751,575	385,167,233	33.61	0.00
	Group
(B)	Public	864,189	740,822,692	38,693,789	10,251,861	789,768,342	65.59	751,074,553	9,632,160	760,706,713	66.39	0.00
(C)	Non Promoter- Non Public	0	0	0.00	0.00	0	0.00	0	0.00	0	0.00	0.00
(C1)	Shares underlying DRs	0	0	0.00	0.00	0	N.A	0	0.00	0	0.00	0.00
(C2)	Shares held by Employee	0	0	0.00	0.00	0	0.00	0	0.00	0	0.00	0.00
Trusts
	Total	864,199	1,116,238,350	77,636,788	10,251,861	1,204,126,999	100.00	1,126,490,211	19,383,735	1,145,873,946	100.00	0.00

	(a)	(b)	(a)	(b)
34.41	0.00	0.00	13,980,000	3.37	414,358,657
65.59	0.00	0.00	NA		774,723,698
0.00	0.00	0.00	NA		0
0.00	0.00	0.00	NA		0
0.00	0.00	0.00	NA		0
100.00	0.00	0.00	13,980,000	1.16	1,189,082,355

Table I_Summary

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Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

				Nos. of
	No. of	No. of fully paid	Partly paid-	shares	Total nos. shares	Shareholding %	Number of Voting Rights held in each class of securities
Category & Name of the Shareholders	sharehold	up equity shares	up equity	underlying	calculated as per
	er	held	shares held	Depository	held	SCRR, 1957
				Receipts
(I)	(III)	(IV)	(V)	(VI)	(VII = IV+V+VI)	As a % of			(IX)
						(A+B+C2)		No of Voting Rights	Total as a %
						(VIII)
							of Total
							Class X	Class Y	Total	Voting rights

	Shareholding , as a
No. of Shares	% assuming full
conversion of
Underlying
convertible
Outstanding
securities ( as a
convertible securities
percentage of
(including Warrants)
diluted share
	capital)

1. (XI) = (VII)+(X) as a
2. • of A+B+C2

				Number of
Number of Locked in	Number of Shares pledged	equity shares
held in
	shares	or otherwise encumbered
	dematerialized
				form
	(XII)		(XIII)	(XIV)
	As a % of		As a % of
No.	total Shares	No.	total shares
	held		held
(a)	(b)	(a)	(b)

1. Indian

(a)	Individuals/Hindu undivided Family	0	0	0	0	0	0.00	0	0	0	0	0	0.00	0	0.00	0	0.00	0
(b) Central Government/ State Government(s)	0	0	0	0	0	0.00	0	0	0	0	0	0.00	0	0.00	0	0.00	0
(c)	Financial Institutions/ Banks	0	0	0	0	0	0.00	0	0	0	0	0	0.00	0	0.00	0	0.00	0
(d)	Any Other (specify)	0	0	0	0	0	0.00	0	0	0	0	0	0.00	0	0.00	0	0.00	0
(i)	Bodies Corporate	10	375,415,658	38,942,999	0	414,358,657	34.41	375,415,658	9,751,575	385,167,233	33.61	0	34.41	0	0.00	13,980,000	3.37	414,358,657
(i)	TATA SONS PRIVATE LIMITED	1	358,677,332	37830810	0	396,508,142	32.93	358,677,332	9,473,080	368,150,412	32.13	0	32.93	0	0.00	13,980,000	3.53	396,508,142
(ii)	TATA MOTORS LIMITED	1	5,141,696	354599	0	5,496,295	0.46	5,141,696	88,793	5,230,489	0.46	0	0.46	0	0.00	0	0.00	5,496,295
(iii)	TATA INVESTMENT CORPORATION LIMITED	1	3,927,625	270869	0	4,198,494	0.35	3,927,625	67,827	3,995,452	0.35	0	0.35	0	0.00	0	0.00	4,198,494
(iv)	TATA CHEMICALS LTD	1	2,890,693	199358	0	3,090,051	0.26	2,890,693	49,920	2,940,613	0.26	0	0.26	0	0.00	0	0.00	3,090,051
(v)	EWART INVESTMENTS LIMITED	1	2,082,364	143611	0	2,225,975	0.18	2,082,364	35,961	2,118,325	0.18	0	0.18	0	0.00	0	0.00	2,225,975
(vi)	RUJUVALIKA INVESTMENTS LIMITED	1	1,168,393	0	0	1,168,393	0.10	1,168,393	0	1,168,393	0.10	0	0.10	0	0.00	0	0.00	1,168,393
(vii)	TATA INDUSTRIES LIMITED	1	939,358	103187	0	1,042,545	0.09	939,358	25,838	965,196	0.08	0	0.09	0	0.00	0	0.00	1,042,545
(viii))	TATA MOTORS FINANCE LIMITED	1	570,188	39323	0	609,511	0.05	570,188	9,846	580,034	0.05	0	0.05	0	0.00	0	0.00	609,511
(ix)	TATA CAPITAL LTD	1	15,660	1080	0	16,740	0.00	15,660	270	15,930	0.00	0	0.00	0	0.00	0	0.00	16,740
(x)	TITAN COMPANY LIMITED	1	2,349	162	0	2,511	0.00	2,349	40	2,389	0.00	0	0.00	0	0.00	0	0.00	2,511
	SIR DORABJI TATA TRUST (MR. R.N. TATA,			0	0	0	0.00		0	0	0.00	0	0.00	0	0.00	0	0.00	0
	MR. V. SRINIVASAN, MR. V. SINGH, MR. R.K.		0	0
	KRISHNA KUMAR, Mr. PRAMIT JHAVERI)
	SIR RATAN TATA TRUST (MR. R.N. TATA,
	MR. V. SRINIVASAN, MR. V. SINGH, MR. J.N.		0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	0	0.00	0
	TATA, MR. R.K. KRISHNA KUMAR, MR. N.N.
	TATA, MR. JEHANGIR H.C. JEHANGIR)
	Sub-Total (A)(1)	10	375,415,658	38,942,999	0	414,358,657	34.41	375,415,658	9,751,575	385,167,233	33.61	0	34.41	0	0.00	13,980,000	3.37	414,358,657

1. Foreign

(a)	Individuals (Non-Resident Individuals/	0	0	0	0	0	0.00		0	0	0.00	0	0	0	0.00	0	0.00
Foreign Individuals)	0	0
(b)	Government	0	0	0	0	0	0.00	0	0	0	0.00	0	0	0	0.00	0	0.00	0
(c)	Institutions	0	0	0	0	0	0.00	0	0	0	0.00	0	0	0	0.00	0	0.00	0
(d)	Foreign Portfolio Investor	0	0	0	0	0	0.00	0	0	0	0.00	0	0	0	0.00	0	0.00	0
(e)	Any Other (specify)	0	0	0	0	0	0.00	0	0	0	0.00	0	0	0	0.00	0	0.00	0
	Name (xyz…)
	Sub-Total (A)(2)	0	0	0	0	0	0.00	0	0	0	0.00	0	0	0	0.00	0	0.00	0
Total Shareholding of Promoter and Promoter
Group (A)= (A)(1)+(A)(2)	10	375,415,658	38,942,999	0	414,358,657	34.41	375,415,658	9,751,575	385,167,233	33.61	0	34.41	0	0.00	13,980,000	3.37	414,358,657

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

11,68,393 Ordinary Shares held by Rujuvalika Investments Limited ( a wholly owned subsidiary of Tata Steel Limited w.e.f May 8, 2015), do not carry any voting rights. Tata AIA Life Insurance Company Limited is not considered part of the Promoter Group holds 22,13,620 Ordinary Shares representing 0.18% of the paid-up Ordinary Share Capital. Accordingly, holding of Tata AIA Life Insurance Company Ltd. is included under Public Shareholding under the head 'Institutions'-Insurance Companies. During the quarter ended June 30, 2018, the two Promoter Group Companies - Sir Ratan Tata Trust and Sir Dorabji Tata Trust had sold their entire holdings in Tata Steel Limited. Hence their holdings are 'NIL'. Tata Sons Private Limited (TSPL) holds 32.93% in Tata Steel Limited as on December 31, 2020 and Tata Steel Limited is an associate of TSPL. TSPL being a Core Investment Company registered with RBI, is exempted under the Significant Beneficial Ownership (SBO) Rules. The Company does not have any other Significant Beneficial Owner under SBO Rules to be reported in the shareholding pattern as on December 31, 2020.

Note:

1. PAN would not be displayed on website of Stock Exchange(s).
2. The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Table II_Promoter Group Share

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Table III - Statement showing shareholding pattern of the Public shareholder

Nos. of

Category & Name of the Shareholders shareholde r

							Total Shareholding ,
						No. of Shares	as a % assuming full		Number of Shares	Number of
		Nos. of shares				Underlying	conversion of
	Partly paid-up		Shareholding %			equity shares
No. of fully paid up	underlying	Total nos.	Number of Voting Rights held in each class of securities	Outstanding	convertible	Number of Locked	pledged or
equity shares	calculated as per	held in
equity shares held	Depository	shares held	convertible	securities ( as a	in shares	otherwise
held	SCRR, 1957		dematerialized
	Receipts			securities (including	percentage of		encumbered
						form
						Warrants)	diluted share
							capital)

	(I)	(III)	(IV)	(V)	(VI)	(VII = IV+V+VI)	As a % of (A+B+C2)		(IX)			(X)	(XI) = (VII)+(X) as a	(XII)	(XIII)	(XIV)
							(VIII)						% of A+B+C2				As a % of
											Total as
														As a % of	No. (not		total
								No of Voting Rights	a % of		No.		total	applicabl	shares
								Total			Shares	held (Not
											Voting				held	e)	applicabl
											rights							e)
								Class X	Class Y	Total			(a)		(b)	(a)		(b)
(1)	Institutions															NA
(a)	Mutual Funds/UTI	78	115,837,269	5,143,604	0	120,980,873	10.05	115,837,269	1,287,989	117,125,258	10.22	0	10.05	0	0.00	NA	120,957,060
i	Icici Prudential - Various Mutual Funds	1	18,598,916	2,134,918	0	20,733,834	1.72	18,598,916	534,597	19,133,513	1.67	0	1.72	0	0.00	NA	20,733,834
ii	Hdfc Trustee Company Limited	1	15,943,110	1,965,234	0	17,908,344	1.49	15,943,110	492,107	16,435,217	1.43	0	1.49	0	0.00	NA	17,908,344
iii	Sbi - Various Mutual Funds	1	13,482,168	0	0	13,482,168	1.12	13,482,168	0	13,482,168	1.18	0	1.12	0	0.00	NA	13,482,168
iv	Nippon Life India Trustee Ltd	1	12,744,880	0	0	12,744,880	1.06	12,744,880	0	12,744,880	1.11	0	1.06	0	0.00	NA	12,744,880
(b)	Venture Capital Funds	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
(c)	Alternate Investment Funds	5	1,203,943	0	0	1,203,943	0.10	1,203,943	0	1,203,943	0.11	0	0.10	0	0.00	NA	1,203,943
(d)	Foreign Venture Capital Investors	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
(e)	Foreign Portfolio Investors	582	201,633,750	1,549,149	0	203,182,899	16.87	201,633,750	387,905	202,021,655	17.63	0	16.87	0	0.00	NA	203,168,204
(f)	Financial Institutions/ Banks	168	1,168,918	360	0	1,169,278	0.10	1,168,918	89	1,169,007	0.10	0	0.10	0	0.00	NA	1,031,339
(g)	Insurance Companies	37	186,395,015	1,367,407	0	187,762,422	15.59	186,395,015	342,405	186,737,420	16.30	0	15.59	0	0.00	NA	187,761,422
(i)	Life Insurance Corporation of India	1	115,140,551	0	0	115,140,551	9.56	115,140,551	0	115,140,551	10.05	0	9.56	0	0.00	NA	115,140,551
(ii) Icici Prudential Life Insurance Company Ltd.	1	16,333,061	0	0	16,333,061	1.36	16,333,061	0	16,333,061	1.43	0	1.36	0	0.00	NA	16,333,061
(iii)	Sbi Life Insurance Co. Ltd	1	15,416,907	0	0	15,416,907	1.28	15,416,907	0	15,416,907	1.35		1.28	0	0.00	NA	15,416,907
(h)	Provident Funds/ Pension Funds	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
(i)	Foreign Porfolio Investments - Individual	1	892	0	0	892	0.00	892	0	892	0.00	0	0.00	0	0.00	NA	892
	Sub-Total (B)(1)	871	506,239,787	8,060,520	0	514,300,307	42.71	506,239,787	2,018,388	508,258,175	44.36	0	42.71	0	0.00	NA	514,122,860
	Central Government/ State Government(s)/
(2)	President of India	8	3,040,892	0	0	3,040,892	0.25	3,040,892	0	3,040,892	0.27	0	0.25	0	0.00	NA	2,939,485
	Sub-Total (B)(2)	8	3,040,892	0	0	3,040,892	0.25	3,040,892	0	3,040,892	0.27	0	0.25	0	0.00	NA	2,939,485
(3)	Non-institutions															NA
(a)	Individuals -	832,787	181,852,316	23,585,103	0	205,437,419	17.06	181,852,316	5,851,313	187,703,629	16.38	0	17.06	0	0.00	NA	191,125,729
	i. Individual shareholders holding nominal share
	capital up to Rs. 2 lakhs.	832,380	158,832,774	14565773	0	173,398,547	14.40	158,832,774	3,592,815	162,425,589	14.17	0	14.40	0	0.00	NA	159,934,236
	ii. Individual shareholders holding nominal share
	capital in excess of Rs. 2 lakhs.	407	23,019,542	9,019,330	0	32,038,872	2.66	23,019,542	2,258,498	25,278,040	2.21	0	2.66	0	0.00	NA	31,191,493
(b)	NBFCs registered with RBI	14	39,413	523	0	39,936	0.00	39,413	129	39,542	0.00	0	0.00	0	0.00	NA	39,936
(c)	Employee Trusts	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
	Overseas Depositories (holding DRs) (balancing
(d)	figure)	1	0	0	10,251,861	10,251,861	0.85	10,251,861	0	10,251,861	0.89	0	0.85	0	0.00	NA	10,251,861
i	Citibank N.A. New York, Nyadr Dept	1	0	0	10,251,861	10,251,861	0.85	10,251,861	0	10,251,861	0.89	0	0.85	0	0.00	NA	10,251,861
(e)	Any Other (specify) -	30,508	49,650,284	7,047,643	0	56,697,927	4.71	49,650,284	1,762,330	51,412,614	4.49	0	4.71	0	0.00	NA	56,243,827
i	NRI - With and without Repatration	13,436	6,398,391	253,930	0	6,652,321	0.55	6,398,391	63,274	6,461,665	0.56	0	0.55	0	0.00	NA	6,417,302
ii	Trust	79	18,652,240	223,485	0	18,875,725	1.57	18,652,240	55,953	18,708,193	1.63	0	1.57	0	0.00	NA	18,859,783
a	NPS Trust - Various Trust Accounts	1	13,328,514	219,541	0	13,548,055	1.13	13,328,514	54,974	13,383,488	1.17	0	1.13	0	0.00	NA	13,548,055
iii	IEPF ACCOUNT	1	4,393,633	0	0	4,393,633	0.36	4,393,633	0	4,393,633	0.38	0	0.36	0	0.00	NA	4,393,633
iv	HUF	13,007	5,564,773	1,506,459	0	7,071,232	0.59	5,564,773	375,521	5,940,294	0.52	0	0.59	0	0.00	NA	7,069,422
v	Clearing Member/Clearing House	600	6,184,446	984,759	0	7,169,205	0.60	6,184,446	246,473	6,430,919	0.56	0	0.60	0	0.00	NA	7,169,205
vi	LLP/LLP-DR	132	259,186	2,267,149	0	2,526,335	0.21	259,186	567,692	826,878	0.07	0	0.21	0	0.00	NA	2,526,335
vii	Director and Their Relatives	5	203,813	244	0	204,057	0.02	203,813	60	203,873	0.02	0	0.02	0	0.00	NA	204,057
viii	Bodies Corporate	3,237	7,702,370	1,806,329	0	9,508,699	0.79	7,702,370	452,034	8,154,404	0.71	0	0.79	0	0.00	NA	9,307,370
ix	Foreign National	7	2,503	161	0	2,664	0.00	2,503	40	2,543	0.00	0	0.00	0	0.00	NA	2,664
x	Foreign Bodies - DR	4	288,929	5,127	0	294,056	0.02	288,929	1,283	290,212	0.03	0	0.02	0	0.00	NA	294,056
xi	National	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
xii	Overseas Corporate Bodies	0	0	0	0	0	0.00	0	0	0	0.00	0	0.00	0	0.00	NA	0
	Sub-Total (B)(3)	863,310	231,542,013	30,633,269	10,251,861	272,427,143	22.62	241,793,874	7,613,772	249,407,646	21.77	0	22.62	0	0.00	NA	257,661,353
Total Public Shareholding	864,189	740,822,692	38,693,789	10,251,861	789,768,342	65.59	751,074,553	9,632,160	760,706,713	66.39	0	65.59	0	0.00	NA	774,723,698
Note:

1. PAN would not be displayed on website of Stock Exchange(s).
2. The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.
3. W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

Table III_Public Shareholding

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