SouthGobi Resources : May 2021 Monthly Return on Movements in Securities

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :		31/05/2021
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	SouthGobi Resources Ltd.
Date Submitted	04/06/2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

	1878.HK (S)
(1) Stock code :	SGQ.TO	Description :		Common shares
									Authorised share
			No. of ordinary		Par value	capital
				shares		(Cdn$)	(Cdn$)
Balance at close of preceding month	Unlimited		No par value	Unlimited
Increase/(decrease)
Balance at close of the month
(2) Stock code :	N/A	Description :		N/A
									Authorised share
			No. of ordinary		Par value	capital
				shares	(State currency)	(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

1

2. Preference Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of other

(State

capital

classes of shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (Cdn$) :

N/A

2

II. Movements in Issued Share Capital

	No. of ordinary shares		No of preference		No. of other
	(1)	(2)		shares		classes of shares
Balance at close of
preceding month	273,137,085		N/A		N/A		N/A
Increase/ (decrease)
during the month	272,250		N/A		N/A		N/A
Balance at close of the
month	273,409,335		N/A		N/A		N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of

No. of new shares of No. of new shares of

share option

issuer issued during

issuer which may be

scheme

the month pursuant

issued pursuant

including EGM

Movement during the month

thereto

thereto as at close of

approval date

the month

(dd/mm/yyyy) and

class of shares

issuable

Granted

Exercised

Cancelled

Lapsed

1.Equity

Incentive Plan

(28/06/2018)

Common

0

272,250

101,000

0

0

4,987,250

shares

(Note 1)

2.

( / /

)

shares

(Note 1)

3

3.

( / /

)

shares

(Note 1)

Total A. (Ordinary shares)

272,250

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise

of options (Cdn$)

$35,393

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

Nominal value

month

pursuant

Currency

at close of

Exercised

Nominal value

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1.

( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

( / / ) Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(

/

/

)

4

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

Nominal value

month

pursuant

Currency

at close of

Exercised

Nominal value

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

3.

(

/

/

)

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(

/

/

)

4.

(

/

/

)

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

(

/

/

)

Total B.

(Ordinary shares)

N/A

(Preference shares)

N/A

(Other class)

N/A

5