SARTORIUS AG

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Sartorius AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

10/13/2021 | 12:27am

DGAP Voting Rights Announcement: SARTORIUS AG Sartorius AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-13 / 06:26 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.

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Notification of Major Holdings 1. Details of issuer

 
 
 Name:                           SARTORIUS AG 
 
 Street:                         Otto-Brenner-Straße 20 
 
 Postal code:                    37079 
 
 City:                           Göttingen 
                                 Germany 
 
 Legal Entity Identifier (LEI):  529900EQV2DY4FOAMU38 
 2. Reason for notification 
 
 
               Acquisition/disposal of shares with voting rights 
 
 X             Acquisition/disposal of instruments 
 
               Change of breakdown of voting rights 
 
               Other reason: 
 3. Details of person subject to the notification obligation 
 
 
 Natural person (first name, surname): Alexander Schemann 
 Date of birth: 20 Feb 1977 
 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 
 
 
 
 5. Date on which threshold was crossed or reached: 
 
 
 13 Oct 2021 
 6. Total positions 
 
 
                       % of voting rights % of voting rights through     Total of 
                       attached to shares                instruments    both in %        Total number of voting rights 
                          (total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 
                                                                            7.b.) 
 
 New                               0.00 %                    50.09 %      50.09 %                           37,440,000 
 
 Previous                           n/a %                      n/a %        n/a %                                    / 
 notification 
 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) 
 
 
 ISIN                    Absolute                        In % 
 
                       Direct       Indirect         Direct       Indirect 
               (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) 
 
                            0              0         0.00 %         0.00 % 
 
 Total                       0                          0.00 % 
 b.1. Instruments according to Sec. 38 (1) no. 1 WpHG 
 
 
 Type of instrument Expiration or maturity date Exercise or conversion       Voting rights absolute Voting rights in % 
                                                period 
 
                                                                                                  0             0.00 % 
 
                                                Total                                             0             0.00 % 
 b.2. Instruments according to Sec. 38 (1) no. 2 WpHG 
 
 
 Type of instrument                 Expiration or     Exercise or        Cash or physical   Voting rights      Voting 
                                    maturity date     conversion period  settlement              absolute rights in % 
 
 div. put/call options on shares of                   until 12/31/2021   Physical              18,754,160     50.09 % 
 community of heirs 
 
                                                                         Total                 18,754,160     50.09 % 
 8. Information in relation to the person subject to the notification obligation 
 
 
               Person subject to the notification obligation is not controlled nor does it control any other 
               undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). 
 
 X             Full chain of controlled undertakings starting with the ultimate controlling natural person or legal 
               entity: 
 
 
 
 Name                     % of voting rights (if at    % of voting rights through instruments     Total of both (if at 
                                  least 3% or more)                  (if at least 5% or more)        least 5% or more) 
 
 Alexander Schemann                               %                                         %                        % 
 
 Armira Partners                                  %                                         %                        % 
 Verwaltungs GmbH 
 
 Armira Partners GmbH                             %                                         %                        % 
 & Co. KG 
 
 Armira HC Holding                                %                                         %                        % 
 GmbH 
 
 LSH Management GP S.ŕ                            %                                         %                        % 
 r.l. 
 
 LifeScience Holding                              %                                   50.09 %                  50.09 % 
 SCSp 
 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: 
 
 
  Proportion of voting rights Proportion of instruments Total of both 
 
                            %                         %             % 
 10. Other explanatory remarks: 
 
 
 The instruments relate in each case to shares in a community of heirs that holds 18,754,160 voting rights in 
 Sartorius Aktiengesellschaft, corresponding to approx. 50.09% of all voting rights. The acquisition of the 
 shareholding leads to the allocation of all voting rights held by the community of heirs in their entirety, although 
 only a proportionate share in the community of heirs is acquired. 
 Date 
 
 
 13 Oct 2021 
 

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2021-10-13 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

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Language:     English 
Company:      SARTORIUS AG 
              Otto-Brenner-Straße 20 
              37079 Göttingen 
              Germany 
Internet:     www.sartorius.com 
 
End of News   DGAP News Service 
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1240334 2021-10-13

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October 13, 2021 00:26 ET (04:26 GMT)

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