Form 605 | |||||||
Corporations Act 2001 | |||||||
Section 671B | |||||||
Notice of ceasing to be a substantial holder | |||||||
To: Company Name/Scheme: | Resolute Mining Limited | ||||||
ACN/ARSN: | 097 088 689 | ||||||
1. Details of substantial holder | |||||||
Name: | Mitsubishi UFJ Financial Group, Inc. | ||||||
The holder ceased to be a substantial holder on: | 6/11/2020 | ||||||
The previous notice was given to the company on: | 10/11/2020 | ||||||
The previous notice was dated: | 10/11/2020 | ||||||
The holder became aware on: | 10/11/2020 | ||||||
2. Changes in relevant interests | |||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities | |||||||
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are | |||||||
as follows: | |||||||
Date of | Person whose | Consideration given in | Class and | Person's votes | |||
relevant interest | Nature of change | number of | |||||
change | relation to change | affected | |||||
changed | securities affected | ||||||
See annexure A to | |||||||
this notice | |||||||
3. Changes in association | |||||||
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the | |||||||
substantial holder in relation to voting interests in the company or scheme are as follows: | |||||||
Name and ACN/ARSN (if applicable) | Nature of association | ||||||
Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address | ||
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan | ||
5. Signature | |||
Dated 11 November 2020 | |||
Kenji Takase | - Authorised signatory | ||
Page 1
Annexure A
This is annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 11 November 2020
Kenji Takase | - Authorised signatory | Dated 11 November 2020 |
Consideration | |||||
Person whose relevant interest | given in relation | Class and number of | Person's votes | ||
Date of change | changed | Nature of change | to change | securities affected | affected |
Purchase of securities by an entity | |||||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | controlled by First Sentier Investors | |||
Holdings Pty Limited | 4,586.60 | 5,396 Ordinary shares | 5,396 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 15,446.60 | 18,280 Ordinary Shares | 18,280 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 2,961.17 | 3,494 Ordinary Shares | 3,494 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 1,962.24 | 2,336 Ordinary Shares | 2,336 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 7,127.21 | 8,587 Ordinary Shares | 8,587 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 15,725.93 | 18,890 Ordinary Shares | 18,890 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 20,125.17 | 24,102 Ordinary Shares | 24,102 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 41.88 | 50 Ordinary Shares | 50 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 17,283.05 | 20,333 Ordinary Shares | 20,333 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 28,103.55 | 33,063 Ordinary Shares | 33,063 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 4,680.09 | 5,555 Ordinary Shares | 5,555 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 29,888.88 | 35,582 Ordinary Shares | 35,582 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 14,106.85 | 16,844 Ordinary Shares | 16,844 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 13,848.55 | 16,685 Ordinary Shares | 16,685 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 24,690.84 | 29,748 Ordinary Shares | 29,748 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 8,803.81 | 10,607 Ordinary Shares | 10,607 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 6,561.15 | 7,719 Ordinary Shares | 7,719 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 8,111.55 | 9,543 Ordinary Shares | 9,543 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 18,051.75 | 21,300 Ordinary Shares | 21,300 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 8,006.82 | 9,589 Ordinary Shares | 9,589 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 41,750.00 | 50,000 Ordinary Shares | 50,000 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | |||
controlled by Morgan Stanley | 14,465.56 | 17,119 Ordinary Shares | 17,119 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 24,644.27 | 30,614 Ordinary Shares | 30,614 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 1,363.43 | 1,715 Ordinary Shares | 1,715 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 374.46 | 474 Ordinary Shares | 474 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 27,282.02 | 34,317 Ordinary Shares | 34,317 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 14,523.84 | 17,712 Ordinary Shares | 17,712 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 8,155.11 | 10,258 Ordinary Shares | 10,258 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 16,651.20 | 20,814 Ordinary Shares | 20,814 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 30,132.00 | 37,200 Ordinary Shares | 37,200 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 19,490.22 | 24,516 Ordinary Shares | 24,516 |
Page 2
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 383.99 | 477 Ordinary Shares | 477 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 20,664.82 | 25,201 Ordinary Shares | 25,201 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 251.20 | 314 Ordinary Shares | 314 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 3,891.72 | 4,746 Ordinary Shares | 4,746 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 18,447.98 | 23,205 Ordinary Shares | 23,205 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 8,111.72 | 10,268 Ordinary Shares | 10,268 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 5,777.27 | 7,267 Ordinary Shares | 7,267 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 3,046.93 | 3,785 Ordinary Shares | 3,785 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 810.90 | 1,020 Ordinary Shares | 1,020 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 21,371.66 | 26,063 Ordinary Shares | 26,063 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 12,324.00 | 15,600 Ordinary Shares | 15,600 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 11,541.81 | 14,518 Ordinary Shares | 14,518 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 1,076.00 | 1,345 Ordinary Shares | 1,345 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 11,875.37 | 14,571 Ordinary Shares | 14,571 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 2,259.09 | 2,789 Ordinary Shares | 2,789 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 4,420.57 | 5,578 Ordinary Shares | 5,578 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity | |||
controlled by Morgan Stanley | 17,461.26 | 21,691 Ordinary Shares | 21,691 | ||
6/11/2020 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity | |||
controlled by Morgan Stanley | N/A | 43,003,668 Ordinary Shares | 43,003,668 |
Page 3
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Resolute Mining Limited published this content on 11 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 November 2020 15:32:05 UTC