PINNACLE INVESTMENT

PNI
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Pinnacle Investment Management : Application for quotation of securities - PNI

03/17/2022 | 07:31pm

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday March 18, 2022

The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

Total number of +securities to be quoted

ASX +security

Number of +securities to

code

Security description

be quoted

Issue date

PNI

ORDINARY FULLY PAID

75,478

18/03/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

1 / 6

Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2

Registered number type

Registration number

ACN

100325184

1.3

ASX issuer code

PNI

1.4 The announcement is

New announcement

1.5

Date of this announcement

18/3/2022

Application for quotation of +securities

2 / 6

Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

For personal use only

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

2.3b.1 Date of Appendix 3A.1 lodged with ASX in relation to the underlying +dividend or distribution

2/2/2022

Application for quotation of +securities

3 / 6

Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

Additional +securities to be quoted in an existing class issued under a +dividend or distribution plan

ASX +security code and description

PNI : ORDINARY FULLY PAID

Issue date

18/3/2022

use

Will the +securities to be quoted rank equally in all respects from their issue date with the

existing issued +securities in that class? Yes

Issue details

For personal

Number of +securities to be quoted

75,478

Are the +securities being issued for a cash consideration?

Yes

In what currency is the cash consideration being paid? What is the issue price per +security?

AUD - Australian Dollar

AUD 9.51700000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

4 / 6

Application for quotation of +securities

Part 4 - Issued capital following quotation

For personal use only

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of

ASX +security code and description

+securities on issue

PNI : ORDINARY FULLY PAID

199,560,297

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of

ASX +security code and description

+securities on issue

PNIAF : OPTION EXPIRING 11-SEP-2030 EX $5.2404

200,000

PNIAH : OPTION EXPIRING 30-DEC-2030 EX $6.844669

100,000

PNIAD : OPTION EXPIRING 25-MAR-2030 EX $2.9683

200,000

PNIAI : PERFORMANCE RIGHTS

3,516

PNIAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

600,000

Application for quotation of +securities

5 / 6

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Disclaimer

Pinnacle Investment Management Group Limited published this content on 18 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 March 2022 00:30:03 UTC.

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