Application for quotation of securities - PNI

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday November 12, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
PNI	ORDINARY FULLY PAID	4,434	12/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ACN	100325184
1.3	ASX issuer code
PNI
1.4 The announcement is
New announcement
1.5	Date of this announcement

12/11/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

PNIAG : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

PNI : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

4,434

The first date the options were exercised or other +convertible securities were converted

The last date the options were exercised or other +convertible securities were converted

12/11/2021

personal use only

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

Yes

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

For

Name of KMP		Name of registered holder
Alan Watson		Alan Watson
Deborah Beale		Dab Hand Pty Ltd
Gerard Bradley		Gerard Bradley

Number of options being exercised or other +convertible securities being converted

2,248

1,093

1,093

Application for quotation of +securities

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Application for quotation of +securities

Issue date 12/11/2021

		Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
		+securities in that class?
		Yes
onlyIssue details
use	Number of +securities to be quoted
		4,434
		Are the +securities being issued for a cash consideration?
		No
personalFor	Please describe the consideration being provided for the +securities
Shares issued for nil consideration on vesting of performance rights issued to non-executive directors in lieu of directors'
		fees.
		Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
		+securities to be quoted
		5.486600
		Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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