SEC FORM 3/ASEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Juniper Capital III GP, L.P.
(Last) (First) (Middle)
2727 ALLEN PARKWAY, SUITE 1850
(Street)
HOUSTON TX 77019
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/15/2021
3. Issuer Name and Ticker or Trading Symbol
PENN VIRGINIA CORP [ PVAC]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/25/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock 07/14/2021(1)(4) Common Stock 17,142,857(3)(1) I See footnote(2)
Explanation of Responses:
1. JSTX Holdings LLC, a Delaware limited liability company ('JSTX'), was issued 171,428.57 shares of Series A Preferred Stock of the Issuer ('Series A Preferred Stock') and 17,142,857 Common Units ('Common Units') of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the 'Partnership'), on January 15, 2021. JSTX may elect to have each Common Unit, together with 1/100th of a share of Series A Preferred Stock, held by it, redeemed at any time on or after July 14, 2021 for, at the Partnership's option, either (a) one share of common stock, par value $0.01, of the Issuer ('Common Stock') or (b) a cash payment equal to the average of the volume-weighted closing price of one share of Common Stock for the five trading days prior to the date JSTX delivers a notice of redemption for each Common Unit and 1/100th of a share of Series A Preferred Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications).
2. The Reporting Person is the sole general partner of each of Juniper Capital III, L.P. a Delaware limited partnership ('Fund III'), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ('Phoenix'). JSTX is wholly owned by Fund III and Phoenix. The Reporting Person disclaims beneficial ownership in the securities except to the extent of its pecuniary interest therein.
3. Represents the total number of shares of Common Stock underlying the shares of Series A Preferred Stock and Common Units issued to JSTX.
4. N/A
Remarks:
Due to a printer error, the original report was filed under the CIK for an affiliate of a similar name. This amendment is being filed to align the content of the report with the correct reporting person. This amendment replaces the original report in full.
/s/ Edward Geiser, Authorized Signatory of the Reporting Person01/25/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Penn Virginia Corporation published this content on 22 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 March 2021 20:10:02 UTC.