NUMIS CORPORATION PLC ("NUMIS")
3 FEBRUARY 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights areNUMIS COPORATION PLC attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | |||||||||
An acquisition or disposal of financial instruments | |||||||||
An event changing the breakdown of voting rights | |||||||||
Other (please specify)iii: (Decrease in voting rights due to transaction in own shares) | X | ||||||||
3. | Details of person subject to the notification obligationiv | ||||||||
Name | Mr Michael Spencer | ||||||||
City and country of registered office (if applicable) | n/a | ||||||||
4. | Full name of shareholder(s) (if different from 3.)v | ||||||||
Name | IPGL Ltd | ||||||||
City and country of registered office (if applicable) | London/England | ||||||||
5. | Date on which the threshold was crossed or | 30/01/2020 | |||||||
reachedvi: | |||||||||
6. | Date on which issuer notified (DD/MM/YYYY): | 03/02/2020 | |||||||
7. | Total positions of person(s) subject to the notification obligation | ||||||||
% of voting rights | % of voting rights | Total number of | |||||||
through financial in- | Total of both in % | ||||||||
attached to shares | voting rights of | ||||||||
struments | (8.A + 8.B) | ||||||||
(total of 8. A) | issuervii | ||||||||
(total of 8.B 1 + 8.B 2) | |||||||||
1 |
Resulting situation | ||||
on the date on which | 6.025% | 6.025% | 106,557,448 | |
threshold was | ||||
crossed or reached | ||||
Position of previous | 6.009% | 6.009% | ||
notification (if | ||||
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) | |||
Ordinary shares | 20,651 | 6,399,667 | 0.019% | 6.006% |
SUBTOTAL 8. A | 6,420,318 | 6.025% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights | ||||
Type of financial | Expiration | Exercise/ | that may be acquired if | % of voting rights |
instrument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
x | |||||
instrument | date | Period xi | settlementxii | voting rights | |
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SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxivX (please add additional rows as necessary)
% of voting rights if it | % of voting rights | Total of both if it | |
through financial in- | |||
equals or is higher | equals or is higher | ||
Namexv | struments if it equals | ||
than the notifiable | or is higher than the | than the notifiable | |
threshold | threshold | ||
notifiable threshold | |||
Mr Michael Spencer | 6.025% | 6.025% | |
IPGL (Holdings) Ltd | 6.006% | 6.006% | |
IPGL Ltd | 6.006% | 6.006% | |
10. In case of proxy voting, please identify:
Name of the proxy holder | n/a |
The number and % of voting rights held | n/a |
The date until which the voting rights will be held | n/a |
11. Additional informationxvi
As a result of Numis transaction in own shares the number of voting rights has decreased resulting in IPGL Limited holding going above 6%.
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Place of completion | London |
Date of completion | 03/02/2020 |
The total number of Numis shares held in Treasury is 11,911,088 (11.18%), the number of ordinary shares in issue remains the same and the total number of voting rights in the company is 106,527,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.
These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.
3 February 2020
END
Contacts | |
Alex Ham and Ross Mitchinson Co-CEOs | 020 7260 1245 |
Andrew Holloway - Chief Financial Officer | 020 7260 1266 |
Brunswick: | |
Nick Cosgrove | 020 7404 5959 |
Simone Selzer | 020 7404 5959 |
Grant Thornton UK LLP (Nominated Adviser): | |
Philip Secrett | 020 7728 2578 |
Harrison J Clarke | 020 7865 2411 |
Niall McDonald | 020 7728 2347 |
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Numis Corporation plc published this content on 03 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 February 2020 18:40:01 UTC