604 GUIDE page 1/1 13 March 2000
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Northern Star Resources Ltd
ACN/ARSN
092 832 892
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Van Eck Associates Corporation (and its associates referred to in paragraph 6). N/A
There was a change in the interests of the
substantial holder on 19/03/2021
The previous notice was given to the company on 19/02/2021
The previous notice was dated 18/02/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares | 125,657,812 | 10.80% | 66,907,614 | 5.75% |
Voting power (5)
Previous notice | Present notice | |
Person's votes | Voting power (5) | Person's votes |
Ordinary shares
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
Van Eck Associates Corporation (VEAC) | See Annexure A | ||||
See Annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
VEAC | State Street Bank and Trust Company as custodian for VanEck Vectors Gold Miners ETF | VanEck Vectors Gold Miners ETF (GDX) | VEAC holds its relevant interest by having the power to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates in the ordinary course of investment management business. | Ordinary shares 57,012,839 | 4.90% |
Person's votes
VEAC | State Street Australia Limited as custodian for VanEck Vectors MSCI Australian Sustainable Equity ETF | VanEck Vectors MSCI Australian Sustainable Equity ETF (GRNV.AU) | Same as above. | Ordinary shares 165,157 | 0.01% |
VEAC | State Street Bank and Trust Company as custodian for VanEck Vectors Natural Resources ETF | VanEck Vectors Natural Resources ETF (HAP) | Same as above. | Ordinary shares 16,157 | 0.00% |
VEAC | State Street Bank and Trust Company as custodian for VanEck International Investors Gold Fund | VanEck International Investors Gold Fund (IIG) | Same as above. | Ordinary shares 3,502,600 | 0.30% |
VEAC | Credit Agricole as custodian for Lombard Odier Funds - The World Gold Expertise Fund | Lombard Odier Funds - The World Gold Expertise Fund (LODH) | Same as above. | Ordinary shares 280,470 | 0.02% |
VEAC | State Street Australia Limited as custodian for VanEck Vectors S&P/ASX Midcap ETF | VanEck Vectors S&P/ASX Midcap ETF (MVE.AU) | Same as above. | Ordinary shares 793,000 | 0.07% |
VEAC | State Street Australia Limited as custodian for VanEck Vectors Australian Resources ETF | VanEck Vectors Australian Resources ETF (MVR.AU) | Same as above. | Ordinary shares 585,066 | 0.05% |
VEAC | State Street Australia Limited as custodian for VanEck Vectors Australian Equal Weight ETF | VanEck Vectors Australian Equal Weight ETF (MVW.AU) | Same as above. | Ordinary shares 1,475,867 | 0.13% |
VEAC | State Street Custodial Services (Ireland) Limited as custodian for VanEck Vectors Global Mining UCITS ETF | VanEck Vectors Global Mining UCITS ETF (UCTGDIG) | Same as above. | Ordinary shares 107,193 | 0.01% |
VEAC | State Street Custodial Services (Ireland) Limited as custodian for VanEck Vectors Gold Miners UCITS ETF | VanEck Vectors Gold Miners UCITS ETF (UCTGDX) | Same as above. | Ordinary shares 2,779,414 | 0.24% |
VEAC | State Street Custodial Services (Ireland) Limited as custodian for VanEck Vectors Natural Resources UCITS ETF | VanEck Vectors Natural Resources UCITS ETF (UCTHAP) | Same as above. | Ordinary shares 651 | 0.00% |
VEAC | State Street Bank and Trust Company as custodian for Van Eck VIP Trust - VIP Global Gold | Van Eck VIP Trust - VIP Global Gold (VGOLD) | Same as above. | Ordinary shares 189,200 | 0.02% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
VEAC | 666 Third Avenue, New York, NY 10017 |
Van Eck Securities Corporation | 666 Third Avenue, New York, NY 10017 |
Van Eck Absolute Return Advisers, Inc. | 666 Third Avenue, New York, NY 10017 |
VanEck Australia Pty Ltd | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
VanEck Investments Limited | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
Signature
print nameAndrew Tilzer
capacityAVP
sign here
date
24/03/2021
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
Holder of relevantinterest GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDX GDXJ GDXJ GDXJ GDXJ GDXJ GDXJ GDXJ GDXJ
Date of AcquisitionB/S |
02/17/2021S |
02/18/2021B |
02/23/2021S |
02/24/2021S |
02/25/2021S |
02/26/2021S |
03/01/2021S |
03/02/2021S |
03/03/2021S |
03/05/2021B |
03/09/2021B |
03/11/2021S |
03/15/2021S |
03/16/2021S |
03/18/2021S |
03/19/2021S |
Cash
03/19/2021S
02/22/2021B
02/23/2021B
03/03/2021S
03/04/2021B
03/05/2021B
03/17/2021S
03/18/2021S
03/19/2021SHAP HAP IIG LODH VGOLD VGOLD VGOLD MVRAU MVRAU MVRAU MVRAU MVRAU MVRAU MVRAU MVRAU MVRAU MVRAU
03/19/2021B
03/12/2021B
02/22/2021S
02/22/2021S
02/18/2021S
02/19/2021S
02/22/2021S
02/18/2021B
02/18/2021S
02/24/2021S
02/25/2021B
02/26/2021B
03/02/2021B
03/03/2021B
03/05/2021S
03/12/2021B
03/18/2021BConsiderationConsiderationNon-CashNumber of Securities
- | In-Kind | 7,436 |
- | In-Kind | 156,156 |
- | In-Kind | 141,341 |
- | In-Kind | 7,439 |
- | In-Kind | 52,066 |
- | In-Kind | 44,628 |
- | In-Kind | 89,328 |
- | In-Kind | 275,502 |
- | In-Kind | 506,396 |
- | In-Kind | 52,206 |
- | In-Kind | 104,468 |
- | In-Kind | 298,480 |
- | In-Kind | 89,652 |
- | In-Kind | 224,130 |
- | In-Kind | 186,750 |
- | In-Kind | 7,470 |
52,632,777.50 | - | 5,402,015 |
- | In-Kind | 148,491 |
- | In-Kind | 572,616 |
- | In-Kind | 148,603 |
- | In-Kind | 21,231 |
- | In-Kind | 127,410 |
- | In-Kind | 127,662 |
48,462,060.10 | - | 5,175,944 |
408,493,059. | - | 41,972,565 |
61
-
109,910.63
1,571,564.38
261,752.20
11,675.72
31,140.39
194,474.52-
858.31
19,129.24-
56,953.70
10,589.74
39,968.75
7,255.24-
Page
9,896.241 of 3
In-Kind------In-Kind--In-Kind----In-Kind-
184
11,265
149,500
24,900
1,100
3,000
18,500
8,883
81
1,829
26,583
5,577
1,112
4,028
759
18,030
1,057
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Northern Star Resources Ltd. published this content on 25 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 25 March 2021 08:32:06 UTC.