Nomura : Common Stock - Form 6-K

Common Stock

1.	Status of repurchase

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors ("Board")

as of July 31, 2022

		Number of Shares			Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (April 26, 2022) (Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results))				50,000,000				30,000,000,000
Repurchases during this reporting month (Date of repurchase)		(Date) July 1 July 4			1,925,600 1,116,200				953,248,330 558,067,240
Total		-			3,041,800				1,511,315,570
Aggregate shares repurchased as of the end of this reporting month					50,000,000				24,719,191,700
Progress of share repurchase (%)				100.0				82.4

2.	Status of disposition

as of July 31, 2022

		Number of shares disposed in the reporting month			Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date) -			-				-
Subtotal		-			-				-
Treasury shares canceled		(Date) -			-				-
Subtotal		-			-				-
Treasury shares transferred upon merger, share exchange, share delivery or demerger		(Date) -			-				-
Subtotal		-			-				-
Other (upon request for purchasing "less-than-a-full-unit shares")		(Date) -			-				-
Subtotal		-			-				-
Other (exercise of stock acquisition rights)		(Date) July 5 July 25 July 29			27,000 3,000 15,000				27,000 3,000 15,000
Subtotal		-			45,000				45,000
Other (delivery of shares under Restricted Stock Units plan)		(Date) -			-				-
Subtotal		-			-				-
Total		-			45,000				45,000

Table of Contents

3.	Status of shares held in treasury

as of July 31, 2022

As of the end of the reporting month		Number of Shares
Total number of issued shares			3,233,562,601
Number of shares held in treasury			232,332,089

Note) In relation to "2. Status of disposition" and "3. Status of shares held in treasury" above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before July 31, 2022.