Newcrest Mining : Notification regarding unquoted securities - NCM

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

NEWCREST MINING LIMITED

Date of this announcement

Monday November 29, 2021

The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
NCM	ORDINARY FULLY PAID	544,571	22/11/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

NEWCREST MINING LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	20005683625
1.3	ASX issuer code
NCM

1. The announcement is New announcement
2. Date of this announcement

29/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

For personal use only

2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:

securities that have already been quoted on ASX ("existing class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

A transfer of existing +securities

The underlying securities being received by the holder are:

Already quoted by ASX

Existing +securities converting into an existing class

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FROM (Existing Class)

ASX +Security code and description

NCMAI : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +Security code and description

NCM : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

544,571

The first date the options were exercised or other +convertible securities were converted

13/10/2021

The last date the options were exercised or other +convertible securities were converted

22/11/2021

For personal

Is this all of the options or other +convertible securities on issue of that type?

No

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or associates who are exercising options or converting convertible securities.

Name of KMP		Name of registered holder	Number of +securities
			140,535
Sandeep Biswas		Pacific Custodians Pty Ltd as trustee
		of the Newcrest Employee Share Trust
		on trust for Mr Biswas
			32,531
Gerard Bond		Pacific Custodians Pty Ltd as trustee
		of the Newcrest Employee Share Trust
		on trust for Mr Bond
			20,429
Craig Jones		Pacific Custodians Pty Ltd as trustee
		of the Newcrest Employee Share Trust
		on trust for Mr Jones

	Philip Stephenson		20,429
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Pacific Custodians Pty Ltd as trustee of the Newcrest Employee Share Trust on trust for Mr Stephenson

		Seil Song		Pacific Custodians Pty Ltd as trustee	14,640
only			of the Newcrest Employee Share Trust
		on trust for Mr Song (at the time of
				grant of the performance rights Mr
				Song was not KMP)
		Date the +securities the subject of this notification were issued/transferred
use	22/11/2021
Any other information the entity wishes to provide about the +securities the subject of this notification
315,640 performance rights issued under the Newcrest 2018 Long Term Incentive Plan (2018 LTI Plan) to non-KMP
employees vested into ordinary fully-paid shares on 22 November 2021 held by those employees.
228,564 performance rights issued under the Newcrest 2018 LTI Plan to KMP (or persons who are now KMP) vested into
personal	ordinary fully-paid shares on 22 November 2021 held by Pacific Custodians Pty Ltd on trust for each KMP until the
12-month holding lock expires.
		367 performance rights issued under the Newcrest Share Match Plan (SMP) to non-KMP employees vested into ordinary
		fully-paid shares on various dates between 13 October 2021 and 19 November 2021 held by those employees.
	Issue details
		Number of +securities
		315,640
		Number of +securities
For	228,564
Number of +securities
		367

Notification of Issue, Conversion or Payment up of Unquoted

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