Inactive Instrument

Company Neptune Wellness Solutions Inc. Toronto S.E.

NEPT

CA64079L2049

Neptune Wellness Solutions Inc. is a consumer-packaged goods company that is primarily focused on health and wellness products. The Company focuses on developing a portfolio of consumer products that align with the market trends for natural, sustainable, plant-based, and purpose-driven lifestyle brands. Its products are available in more than 29,000 retail locations and include organic food and beverage brands, such as Sprout Organics, Nosh, and Nurturme, as well as nutraceuticals brands like Biodroga and Forest Remedies. Its main brand units are nutraceuticals and organic foods and beverages. The Company sells its nutraceutical products mainly in bulk soft gels or liquids to multiple distributors and customers, who commercialize these products under their private label. The Company, through its Sprout subsidiary, sells its organic foods and beverages products to mass retailers, grocery stores and other retail outlets, as well as online through e-commerce sites and its own Website.

Sales per Business

USD in Million	2022	Weight	2023	Weight	Delta
Food and Beverages 64.4 %	26	53.7 %	34	64.4 %	+29.27%
Nutraceutical Products 28.7 %	14	27.9 %	15	28.7 %	+10.90%
Cannabis and Hemp 5.2 %	8	15.9 %	3	5.2 %	-64.76%
Royalty 1.6 %	1	2.1 %	1	1.6 %	-19.74%
Other 0.1 %	0	0.2 %	0	0.1 %	-36.22%

Sales per region

USD in Million	2022	Weight	2023	Weight	Delta
United States 82.4 %	35	72.4 %	43	82.4 %	+22.78%
Canada 16.0 %	12	25.5 %	8	16.0 %	-32.37%
Other Countries 1.6 %	1	2.1 %	1	1.6 %	-19.74%

Share class

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	4,532,038	2,628,831 ( 58.01 %)	0	58.01 %

Shareholders

Name	Equities	%	Valuation
Neptune Securities Settlement Fund 36.88 %	1,671,302	36.88 %	167 130 $
Sabby Management LLC 4.294 %	194,606	4.294 %	19 461 $
Citadel Securities GP LLC 0.8620 %	39,064	0.8620 %	3 906 $
CCUR HOLDINGS, INC. 0.4689 %	21,251	0.4689 %	2 125 $
Shohaib Kassam Sumar 0.4689 %	21,250	0.4689 %	2 125 $
Morgan Stanley Infrastructure, Inc. 0.2994 %	13,570	0.2994 %	1 357 $
Michael Cammarata 0.2551 %	11,563	0.2551 %	1 156 $
UBS Securities LLC 0.0594 %	2,694	0.0594 %	269 $
Penserra Capital Management LLC 0.0267 %	1,210	0.0267 %	121 $
BioCapital Investment Advisors, Inc. 0.0240 %	1,086	0.0240 %	109 $