DGAP Voting Rights Announcement: flatexDEGIRO AG flatexDEGIRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-15 / 18:00 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: flatexDEGIRO AG Street: Rotfeder-Ring 7 Postal code: 60327 City: Frankfurt / Main Germany Legal Entity Identifier (LEI): 529900IRBZTADXJB6757 2. Reason for notification X Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 07 Oct 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 0.99 % 8.93 % 9.92 % 109784548 Previous 1.11 % 9.38 % 10.49 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE000FTG1111 0 1089620 0.00 % 0.99 % Total 1089620 0.99 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights date period absolute in % Internal right to recall shares n/a n/a 2245291 2.05 % lent out Third party shares where right of n/a n/a 3200000 2.91 % use held Physically-Settled Call Option* 08/10/2021 - 18/01/ 08/10/2021 - 18/01/2022 4262584 3.88 % 2022 Total 9707875 8.84 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights maturity date conversion period settlement absolute in % Equity Swap 02/09/2022 - 16/01/ 02/09/2022 - 16/01/ Cash 96121 0.09 % 2026 2026 Physically-Settled Put 08/10/2021 - 18/01/ 08/10/2021 - 18/01/ Physical 4262584 3.88 % Option* 2022 2022 Total 4358705 3.97 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) JPMorgan Chase & Co. % % % JPMorgan Chase Bank, % % % National Association J.P. Morgan International % % % Finance Limited J.P. Morgan Capital % % % Holdings Limited J.P. Morgan Securities % % % plc - % % % JPMorgan Chase & Co. % % % JPMorgan Chase Bank, % % % National Association J.P. Morgan International % % % Finance Limited J.P. Morgan AG % 7.56 % 7.56 % - % % % JPMorgan Chase & Co. % % % JPMorgan Chase Holdings % % % LLC J.P. Morgan Broker Dealer % % % Holdings Inc. J.P. Morgan Securities % % % LLC 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: * Please note that only either the call or the put option (but not both) can be exercised upon maturity as part of a collar transaction and thus, the put option and the call option are only counted once. Date 13 Oct 2021
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2021-10-15 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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Language: English Company: flatexDEGIRO AG Rotfeder-Ring 7 60327 Frankfurt / Main Germany Internet: www.flatexdegiro.com End of News DGAP News Service =------------
1240947 2021-10-15
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October 15, 2021 12:00 ET (16:00 GMT)