SECURITIES TRADING POLICY

17 September, 2020, Brisbane: Bank of Queensland Limited (BOQ) has revised its Securities Trading Policy. The revised policy is attached in accordance with ASX Listing Rule 12.10.

ENDS

Authorised for release by: The Board of Directors of Bank of Queensland Limited

Securities Trading Policy

Bank of Queensland

Version 9.0, 17 September 2020

POLICY

Approver

Board

Owner

Head of Secretariat & GM Corporate Governance

Functional Owner

Head of Secretariat & GM Corporate Governance

Hierarchy Classification

Level 1a

Audience (if restricted)

Unrestricted. The Policy applies to all BOQ Directors, Employees and Contractors.

Revision History

Version

Approval Date

Author

Description

7.0

31/05/2018

Company Secretary

Annual Policy Review

8.0

03/07/2019

Head of Secretariat &

Annual Policy review

GM Corporate

Governance

9.0

17/09/2020

Head of Secretariat &

Annual Policy Review

GM Corporate

Governance

Mandatory Stakeholders

Board

POLICY

Contents

1

Introduction ......................................................................................................................................

4

1.1

About this Policy......................................................................................................................

4

1.2

Application...............................................................................................................................

4

2

Dealing Restrictions .........................................................................................................................

4

2.1

General Dealing Restrictions of Directors, Employees & Contractors....................................

4

2.1.1 Short Term Trading .........................................................................................................

5

2.1.2 Derivatives, Hedging, Margin Borrowing, Short Selling and Stock Lending ...................

5

2.2

Dealing Restrictions for Prescribed Persons & their Associates ............................................

5

2.2.1 Trading During a Blackout Period ...................................................................................

5

2.2.2 Trading outside of a Blackout..........................................................................................

5

2.2.3 Contracts for Difference ..................................................................................................

6

2.2.4 Prescribed Person to ensure their Associates comply with the Policy ...........................

6

2.3

Exceptions...............................................................................................................................

6

2.3.1 Excluded Dealings...........................................................................................................

6

2.3.2 Waivers and Special Circumstances...............................................................................

7

3

Consequences of Breach.................................................................................................................

7

4

Further Information ..........................................................................................................................

7

5

References and Related Documents...............................................................................................

7

6

Compliance Monitoring ....................................................................................................................

8

7

Definitions ........................................................................................................................................

8

Commercial in confidence

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All rights reserved

3

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Bank of Queensland Limited published this content on 16 September 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 September 2020 23:59:04 UTC