Australia and New Zealand Banking : Notification regarding unquoted securities - ANZ

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Date of this announcement

Tuesday December 21, 2021

The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
ANZ	ORDINARY FULLY PAID	63,112	20/12/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

1 / 8

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	11005357522
1.3	ASX issuer code
ANZ

1. The announcement is New announcement
2. Date of this announcement

21/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

2 / 8

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

For personal use only

2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:

securities that have already been quoted on ASX ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

3 / 8

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

A transfer of existing +securities

The underlying securities being received by the holder are:

Already quoted by ASX

Existing +securities converting into an existing class

use

FROM (Existing Class)

ASX +Security code and description

ANZAA : OPTIONS/RIGHTS

TO (Existing Class)

ASX +Security code and description

ANZ : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

63,112

The first date the options were exercised or other +convertible securities were converted

The last date the options were exercised or other +convertible securities were converted

20/12/2021

For personal

Is this all of the options or other +convertible securities on issue of that type?

No

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or associates who are exercising options or converting convertible securities.

Name of KMP		Name of registered holder	Number of +securities
			56,989
Shayne Elliott		Shayne Elliott
			6,123
Antonia Watson		Antonia Watson

Date the +securities the subject of this notification were issued/transferred

20/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

4 / 8

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

		Any other information the entity wishes to provide about the +securities the subject of this notification
		56,989 of the unquoted options/rights (ANZAA) that were exercised had a grant date of 19/12/18, with the shares acquired
		on exercise subject to a one year restriction period commencing on 19/12/21. For further details regarding the terms of the
		grant, refer to ANZ's 2018 Notice of Annual General Meeting (pages 8 & 9), which can be accessed athttps://www.anz.co
		m/content/dam/anzcom/shareholder/anz8530_notice_of_meeting_2018_fa.pdf. The remainder of the rights had a grant
only	date of 22/11/2018. The number of quoted debt securities in Part 4.1 is automatically generated by ASX's online system.
This does not reflect the actual number of securities. ANZ has 2,815,669,259 ordinary shares on issue including shares
issued under the Bonus Option Plan reported in the most recent Appendix 2A lodged with ASX. The current number of
		unquoted options/rights (ANZAA) as at 20/12/2021 is 6,366,317, with the discrepancy attributable to various timing
		requirements for lodgement of certain ASX forms.
	Issue details
use	Number of +securities
63,112
For personal

Notification of Issue, Conversion or Payment up of Unquoted

5 / 8