FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
Jassy Andrew R | AMAZON COM INC [ AMZN ] | _____ Director | _____ 10% Owner | |||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | |||||||||||||||||||||||||
__X__ Officer (give title below) _____ Other (specify below) | ||||||||||||||||||||||||||||
P.O. BOX 81226 | 9/28/2020 | CEO Amazon Web Services | ||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||||||||||
SEATTLE, WA 98108-1226 | _X _ Form filed by One Reporting Person | |||||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||||||||||||||||||||
Direct (D) | Ownership | |||||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||||
(A) or | (I) (Instr. | |||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | |||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||
Security | Conversion | Date | Execution | Code | Derivative | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | (Instr. 8) | Securities Acquired | Derivative Security | Security | Securities | Form of | Beneficial | |||||||||||||||||||
Price of | (A) or Disposed of | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||||
Derivative | (D) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||||
Security | (Instr. 3, 4 and 5) | Following | Direct (D) | |||||||||||||||||||||||||
Reported | or Indirect | |||||||||||||||||||||||||||
Date | Expiration | Amount or | ||||||||||||||||||||||||||
Title | Transaction(s) | (I) (Instr. | ||||||||||||||||||||||||||
Number of | ||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) | ||||||||||||||||||||
Restricted Stock | Common | |||||||||||||||||||||||||||
$0 (1) | 9/28/2020 | A | 11328 | 5/21/2024 (2) | 2/21/2026 | Stock, par | 11328 | $0 | 11328 | D | ||||||||||||||||||
Unit Award | value $.01 per | |||||||||||||||||||||||||||
share |
Explanation of Responses:
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule: 1,598 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; and 1,234 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026.
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jassy Andrew R | ||||
P.O. BOX 81226 | CEO Amazon Web Services | |||
SEATTLE, WA 98108-1226 |
Signatures
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, CEO Amazon Web Services
**Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
9/30/2020
Date
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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Amazon.com Inc. published this content on 30 September 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 30 September 2020 22:59:02 UTC