Item 3.02 Unregistered Sales of
On
The Common Stock was issued in reliance upon the exemption set forth in Section 3(a)(9) of the Securities Act of 1933 for securities exchanged by the issuer and existing security holders where no commission or other remuneration is paid or given directly or indirectly by the issuer for soliciting such exchange.
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Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File (formatted as Inline XBRL)
FORWARD LOOKING STATEMENTS
This Current Report on Form 8-K includes "forward-looking statements" within the
meaning of the safe harbor provisions of the United States Private Securities
Litigation Reform Act of 1995 related to the closing of the transactions
described in Item 3.02. Forward-looking statements are based on estimates,
projections, beliefs and assumptions of management of the Company at the time of
such statements and are not guarantees of future outcomes or performance.
Forward-looking statements involve risks and uncertainties in predicting future
results and conditions. Actual results could differ materially from those
projected in these forward-looking statements due to a variety of factors,
including, without limitation, changes in interest rates, changes in the yield
curve, changes in prepayment rates on the loans we own that underlie our
investment securities, increases in default rates or delinquencies and/or
decreased recovery rates on our assets, our ability to make distributions to our
stockholders in the future, our ability to maintain our qualification as a REIT
for federal tax purposes, our ability to qualify for an exemption from
registration under the Investment Company Act of 1940, as amended, prior to the
expiration of our one year grace period, the availability and terms of
financing, changes in the fair value of our assets, including negative changes
resulting in margin calls relating to the financing of our assets, changes in
general economic conditions, in our industry and in the finance and real estate
markets, including the impact on the value of our assets, conditions in the
market for Agency mortgage-backed securities, Non-Agency residential
mortgage-backed securities and commercial mortgage-backed securities, excess
mortgage servicing rights and loans, conditions in the real estate market,
legislative and regulatory actions by the
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