Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 4, 2020, the Company held its annual meeting of stockholders. At the meeting, stockholders voted on proposals (1) to elect eight directors to the Company's board of directors; (2) approve, on an advisory basis, the compensation of the Company's named executive officers and (3) to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. Following is the final tabulation of votes cast at the meeting.

Proposal 1: Election of Directors



Nominee                   Votes For        Votes Withheld       Broker Non-Votes
Kenneth Moelis            130,271,350           18,544,669              4,809,507
Navid Mahmoodzadegan      129,429,253           19,386,766              4,809,507
Jeffrey Raich             129,434,959           19,381,060              4,809,507
Eric Cantor               129,183,880           19,632,139              4,809,507
Elizabeth Crain           129,435,215           19,380,804              4,809,507
John A. Allison IV        142,932,802            5,883,217              4,809,507
Yolonda Richardson        142,922,991            5,893,028              4,809,507
Kenneth L. Shropshire     142,937,058            5,878,961              4,809,507


Proposal 2

The non-binding, advisory vote on executive compensation was approved, on an advisory basis, based upon the following final tabulation of votes:



For                  145,186,343
Against                3,534,325
Abstain                   95,351
Broker non-votes       4,809,507


Proposal 3

The appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 was ratified, based upon the following final tabulation of votes:



For                  152,920,005
Against                  630,171
Abstain                   75,350
Broker non-votes              -


(c) Not applicable.

--------------------------------------------------------------------------------

© Edgar Online, source Glimpses